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Showing 1101 to 1110 of 2644 search results for insurance broker.

1101. Sole trader appendix [doc]

      Forms Published: 01/04/2013 Last modified: 01/04/2013
      This form should be completed only by sole traders intending to conduct mortgage and / or non-investment insurance business.

1102. Suspicious transaction and order reports (STOR) figures 2016 [pdf]

      Data Published: 20/02/2017
      Number of Suspicious Transaction Reports (STRs) Received under the Market Abuse Directive (Directive 2003/6/EC) by the FCA for 3 July to 31 December 2016.

1103. FCA statement on Consultation Paper 12/20: Review of the client money rules for insurance intermediaries

      Statements Published: 16/08/2016 Last modified: 01/02/2017
      The Financial Conduct Authority (FCA) has today written to firms providing an update on Consultation Paper 12/20: Review of the client money rules for insurance intermediaries, where it had proposed some changes to the rules and guidance in Chapter

1104. Report fee tariff data: European Economic Area (EEA) firms

      Tasks for regulated firms Published: 09/05/2015 Last modified: 13/02/2023
      Find out what fees an EEA firm has to pay if it wants to set up a branch or offer cross-border services in the UK (passporting).

1105. Personal data and enforcement

      Last modified: 22/02/2023
      How and why the FCA uses personal data to carry out its enforcement functions.

1106. Outsourcing in the life insurance sector

      Firms Multi-firm reviews Published: 04/03/2020 Last modified: 12/11/2020
      We set out our findings from our review of outsourcing and third-party service providers. We identified governance over outsourcing as a priority area for supervision in the life insurers’ portfolio strategy

1107. Final Notice 2018: Liberty Mutual Insurance Europe SE [pdf]

      Final notices Published: 30/10/2018
      This final notice refers to breaches of PRIN 3, PRIN 6, SYSC, ICOBS and DISP related to complaints-handling, culture/governance and unfair treatment of customers in the general insurance and protection sector. We imposed a fine.

1108. Final notice 2016: Colin J McIntosh [pdf]

      Final notices Published: 01/02/2016 Last modified: 01/02/2016
      This final notice refers to breaches of APER 1, APER 4, APER 7, FIT and CASS related to appointed representatives, client money, failing to act on information appropriately, failing to be open and co-operative, lack of fitness/propriety and unfair

1109. Business interruption insurance test case: Defence of Royal & Sun Alliance Insurance Plc [pdf]

      Corporate documents Published: 24/06/2020 Last modified: 24/06/2020
      The Defendants to the business interruption insurance test case have now served their Defences. These state each Defendant’s written case, in response to the FCA’s Particulars of Claim. This is the defence of Royal & Sun Alliance Insurance Plc

1110. FSA Commentary on FSA Complaints Data 2010 H1 [pdf]

      Data Published: 19/04/2013 Last modified: 04/08/2016
      FSA commentary on FSA Aggregate Complaints Data 2010 H1 including highlights.