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Showing 1271 to 1280 of 2644 search results for insurance broker.

  1. Societies prosecuted in 2015 under the Co-operative and Community Benefit Societies Act 2014 [pdf]

    Data Published: 18/08/2016
    Societies that have been prosecuted for not submitting their annual returns and accounts in 2015.
  2. Supplement for firms selling investments and non-investment insurance contracts [doc]

    Forms Published: 01/04/2013 Last modified: 06/11/2023
    Application for Authorisation
  3. Our Annual Report and Accounts 2022/23

    Annual reports Published: 20/07/2023 Last modified: 08/12/2023
    Our Annual Report and Accounts sets out our progress and key achievements in the first year of our three-year strategy.
  4. Multilateral trading facilities and organised trading facilities

    Firm authorisation Published: 05/07/2023 Last modified: 18/10/2023
    Find out what permissions you'll need to apply to the FCA for authorisation, how much you'll need to pay and what the FCA expects to see in your application.
  5. Outsourcing claim activities to private investigators

    Tasks for regulated firms Published: 09/02/2016 Last modified: 14/02/2023
    Understand the responsibilities of insurers for the actions of private investigators (PIs) who investigate claims.
  6. MS14/1 General Insurance Add-Ons: Final Report – Confirmed Findings of the Market Study [pdf]

    Market studies Published: 24/07/2014 Last modified: 12/09/2014
  7. Common misreporting errors: RMAR

    Tasks for regulated firms Registers and systems Published: 12/05/2016 Last modified: 13/06/2022
    Common misreporting errors: RMAR
  8. Supplement for Second Charge Mortgage Brokers [doc]

    Forms Published: 26/03/2015 Last modified: 26/03/2015
  9. FCA Final Notice 2014: HomeServe Membership Limited [pdf]

    Final notices Published: 13/02/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 3, PRIN 6 and PRIN 7 related to mis-selling, complaints-handling, unfair treatment of customers, and remuneration in the general insurance and protection sector. We imposed a fine.
  10. Attestations

    About us How we regulate Published: 19/04/2016 Last modified: 18/06/2024
    Fine out how and why the FCA uses attestations as a supervisory tool.