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Showing 1311 to 1320 of 2644 search results for insurance broker.

1311. Client money and assets reporting

      Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
      Client Assets sourcebook (CASS) medium and large firms have to complete a Client Money and Assets Return (CMAR) each month. Read more on how to submit a CMAR.

1312. FCA Final Notice 2013: Sovereign Financial Solutions Limited [pdf]

      Final notices Published: 04/06/2013 Last modified: 07/04/2015
      This Final Notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

1313. Final notice 2016: M I Wealth Management Limited [pdf]

      Final notices Published: 15/04/2016 Last modified: 15/04/2016
      This final notice refers to breaches of PRIN 11 and COND related to failing to be open and cooperative and threshold conditions in the general insurance and protection sector. We imposed a cancellation.

1314. FCA Data Bulletin: June 2018 [pdf]

      Data Published: 07/06/2018
      This edition focuses on analysis of the intermediaries sector, based on data from our Retail Mediation Activities Return (RMAR).

1315. New year delivers fairer home and motor insurance renewals

      Press Releases Published: 30/12/2021 Last modified: 30/12/2021
      From 1 January insurers will be banned from quoting customers a higher price for renewing their home or motor insurance than they would pay if they were a new customer.

1316. Retail Investments Product Sales Data dashboard

      Data Published: 27/06/2024 Last modified: 27/06/2024
      This page provides a breakdown of retail investment products sales data from 1 January 2019 to 31 December 2023.

1317. ETbrokers (Clone) (clone of FCA authorised firm)

      Warnings Published: 28/01/2019 Last modified: 21/11/2020
      ETbrokers (Clone) (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to

1318. Personal data and market oversight

      Last modified: 22/02/2023
      How and why the FCA uses personal data to carry out its market oversight functions.

1319. FCA Final Notice 2014: EPLS Risk Solutions Limited (formerly Glen Insurance Consultants Limited) [pdf]

      Final notices Published: 23/09/2014 Last modified: 07/04/2015
      This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance intermediary sector. We imposed a cancellation.

1320. FCA Data Bulletin: Issue 4 - October 2015 [pdf]

      Data Published: 02/10/2015 Last modified: 02/10/2015
      This issue of the data bulletin looks at financial promotions, how we use attestations, skilled persons reports, and consumer credit authorisations.