Search results
Showing 1351 to 1360 of 2644 search results for insurance broker.
-
FCA fines TFS-ICAP £3.44 million for market misconduct
The Financial Conduct Authority (FCA) has fined TFS-ICAP Ltd, an FX options broker, £3.44m for communicating misleading information to clients. -
Notice of Decision 2023: Gateway Financial Solutions Limited [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Letter: Notice to provide information - non-financial misconduct [pdf]
Letter: Notice to provide information - non-financial misconduct. -
Product sales data (PSD) Pure protection contracts trends - volumes - Aggregated statistics: 2005 to 2013 - extended version [xls]
Transactional level data for pure protection contracts mortgages for 2005 to 2013 - extended version. -
Data Provision under the Civil Liability Act 2018
The Civil Liability Act 2018 imposes a duty on insurers to provide information to the FCA about the effect that changes to the law under the Act will have on motor insurance premiums. -
Business interruption insurance test case: Arch Insurance (UK) Ltd skeleton argument [pdf]
Skeleton argument of Arch Insurance (UK) Ltd, with updated referencing, for the trial of the business interruption insurance test case. -
Final Notice 2021: Alva Motors Limited [pdf]
This final notice Alva Motors Limited refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Investment advisory sector, General Insurance and Protection sector -
Business interruption insurance test case: tracked changes issues matrix [pdf]
Tracked changes version so that you can see how this document has developed to date from the proposal published on 1 June 2020. This issues matrix shows which questions for determination by the court are engaged by each policy in the representative -
FCA appoints new Director of Competition
The Financial Conduct Authority (FCA) has appointed Sheldon Mills as its new director of competition. Sheldon is currently senior director, mergers and state aid at the Competition and Markets Authority (CMA). -
Final Notice 2018: Darren Colvin Cummings [pdf]
This FCA final notice (Darren Colvin Cummings) refers to breaches of APER 1 and FIT relating to a lack of fitness and/propriety in the general insurance and mediation sector. We imposed a fine and prohibition.