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Showing 1381 to 1390 of 2644 search results for insurance broker.
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Business interruption insurance test case: proposed issues matrix [pdf]
This matrix contains a few of the key terms that are likely to be argued. In including exclusions or trends clauses, the FCA does not thereby accept that they are in fact applicable to any or all claims being considered here -
Notice of Decision 2024: Mortgage, Protection & Finance Ltd [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Business interruption insurance test case: proposed assumed facts [pdf]
The following set of assumed facts has not been tailored to the specific policies to be selected but represents an overview of what the FCA currently perceives to be a range of possible fact patterns for policyholders, and in particular SME -
Principal trading firms
Find out what permissions you'll need to apply to the FCA for authorisation, how much you'll need to pay and what the FCA expects to see in your application. -
Final Notice 2023: ADM Investor Services International Limited [pdf]
This Final Notice refers to breaches of Principle 3 of the FCA’s Principles for Business related to serious financial crime control failings in the Wholesale Intermediaries and Brokers sector. We imposed a financial penalty of £6,470,600. -
Aggregate complaints data to 2023 H1 [xlsx]
Aggregate sector wide firm complaints data for 2023 H1. Including opened, closed, upheld, speed of closure and redress. -
Portfolio Letter: Personal & Commercial Lines Insurance Intermediaries [pdf]
This Portfolio Letter provides an updated view of the current key risks of harm and outlines our expectations from firms in this sector. -
SRO / TMPR fees and levies
We explain the fees that firms in the TPR and TMPR will need to pay. -
Financial promotions quarterly data 2022 Q1
We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for January 2022 to 31 March 2022. -
Final notice 2021: A & A Windows Direct Limited [pdf]
This Final Notice (A & A Windows Direct Limited) refers to a failure to satisfy the Fit and Proper Test (FIT). We refused the individual’s application for approval.