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Showing 1411 to 1420 of 2644 search results for insurance broker.

1411. SVS Securities PLC Enters Administration

      News stories Published: 05/08/2019 Last modified: 01/10/2020
      News story on SVS Securities PLC entering Administration

1412. FTradition / Forex Tradition (clone of FCA authorised firm)

      Warnings Published: 24/02/2015 Last modified: 24/02/2015
      Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.

1413. The FCA's regional FinTech engagement

      Speeches Published: 26/04/2017 Last modified: 26/04/2017
      Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at Leeds Digital Festival.

1414. Statement on communications in relation to PRIIPs

      Statements Published: 24/01/2018 Last modified: 24/01/2018
      This statement relates to concerns raised about the performance scenarios in the Key Information Document (KID).

1415. FSA Complaints data 2011 H2 [xls]

      Data Published: 22/04/2013 Last modified: 04/08/2016
      Aggregate complaints statistics: 2006 - 2011 (H2). Including opened, closed, upheld, speed of closure and redress.

1416. Change of Legal Status Financial Adviser and Insurance Intermediary Form [doc]

      Forms Published: 02/04/2013 Last modified: 02/04/2013

1417. Complaints data: January to June 2016

      News stories Published: 06/10/2016 Last modified: 10/10/2016
      We publish details of the complaints received by banks, insurers, lenders and other firms, and what those complaints were about. See the latest data and the most complained about firms and financial products.

1418. General Insurance Pricing Practices Market Study: Forum 2 - Product governance proposals [pdf]

      Corporate documents Published: 27/11/2020 Last modified: 27/11/2020
      Powerpoint for General Insurance Pricing Practices Market Study: Forum 2 - Product governance proposals.

1419. Payment protection insurance research technical report [pdf]

      Consultation papers Published: 30/11/2015 Last modified: 30/11/2015
      This document reports on a quantitative study into PPI commissioned by us, to accompany the separate analytical report of the findings. We have published this alongside CP15/39: Rules and guidance on payment protection insurance complaints.

1420. Notice of Decision 2023: Ozen Financial Services Limited [pdf]

      Decision notices Published: 09/06/2023
      This Notice of Decision (Ozen Financial Services Limited) refers to a failure to carry on regulated activities. We imposed a cancellation.