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Showing 1491 to 1500 of 2644 search results for insurance broker.

1491. FCA fines Sunrise Brokers LLP £642,400 for serious financial crime control failings in relation to cum-ex trading

      Press Releases Published: 12/11/2021 Last modified: 12/11/2021
      Sunrise Brokers LLP has been fined over £600,000 for deficient anti money laundering systems and controls

1492. FSA - Notice of Undertaking: UK Underwriting Limited [pdf]

      Undertakings Published: 13/05/2008 Last modified: 30/05/2013
      Undertakings FSA - Notice of Undertaking: UK Underwriting Limited - Travel Insurance

1493. Impact assessment: Strengthening accountability in banking and insurance: regulatory reference final rules (PS16/22) [pdf]

      Impact assessments Published: 23/06/2017
      This impact assessment relates to Strengthening accountability in banking and insurance: regulatory reference final rules (PS16/22) . It has been verified by the Regulatory Policy Committee.

1494. FCA Final Notice 2013: Berkeley Consultants (UK) Limited [pdf]

      Final notices Published: 27/11/2013 Last modified: 07/04/2015
      This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

1495. The Consumer Credit landscape today

      Speeches Published: 27/02/2018 Last modified: 27/02/2018
      Speech by Andrew Bailey, Chief Executive of the FCA, at the Finance & Leasing Association (FLA).

1496. FCA update to DLUHC: Multi-occupancy buildings insurance [pdf]

      Correspondence Published: 21/04/2023
      We provide an update to the Department of Levelling Up, Housing and Communities (DLUHC) on our work on the market for multi-occupancy buildings insurance.

1497. Updated Imperial College Data - 18 March 2021 [xlsx]

      Data Published: 30/03/2021
      This data shows the Imperial College estimate of infections at the Lower Tier Local Authority (LTLA) level during the early stages of the pandemic.

1498. Aggregate complaints data: 2020 H2

      Data Published: 29/04/2021 Last modified: 28/10/2021
      This page focuses on complaints that financial services firms reported to us during the second half (H2) of 2020, between 1 July and 31 December 2020. This includes the latest trends and analysis by product group.

1499. Allen Brothers M&A (clone of FCA authorised firm)

      Warnings Published: 16/10/2007 Last modified: 21/11/2020
      Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.

1500. Final Notice 2017: Syphony Nominees Limited [pdf]

      Final notices Published: 21/09/2017
      This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the general insurance and protection sector. We imposed a cancellation.