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Business interruption test case: FCA appeal written case [pdf]
This is the written case of the FCA for the appeal to the Supreme Court in the Business Interruption insurance test case. -
Business interruption test case: Hiscox Action Group appeal written case [pdf]
This is the written case of Hiscox Action Group for the appeal to the Supreme Court in the Business Interruption insurance test case. -
Business interruption test case: QBE UK Limited appeal written case [pdf]
This is the written case of QBE UK Limited for the appeal to the Supreme Court in the Business Interruption insurance test case. -
FCA Q2 16/17 Number of skilled person reports commissioned [pdf]
Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis. -
Dear CEO letter: adequate client money arrangements – for general insurance intermediaries [pdf]
For general insurance intermediaries, this letter highlights areas important to maintain adequate client money arrangements in the current environment. -
Brexit countdown for UK financial services sector
With one week to go until the end of the Brexit transition period, the FCA is urging financial services companies to ensure they are ready -
Aggregate complaints data: 2020 H1
This page focuses on complaints that financial services firms reported to us during the first half (H1) of 2020, between 1 January and 30 June 2020. This includes the latest trends and analysis by product group. -
FCA Q1 16/17 Number of skilled person reports commissioned [pdf]
Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis. -
Co-operation Agreement between Financial Conduct Authority (FCA) and Hong Kong Insurance Authority (IA) [pdf]
Co-operation Agreement between Financial Conduct Authority (FCA) and Hong Kong Insurance Authority (IA). -
Agile regulation and planning for success
Speech by Emily Shepperd, FCA Chief Operating Officer and ED Authorisations, delivered at CISI/The Financial Planning Conference 2022