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Firm level complaints data 2022 H2 [xlsx]
Firm level complaints data 2022 H2. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure. -
Pure Protection Contracts - Product Sales Data (PSD) Glossary [pdf]
To find out what the FCA means by the terms it uses in Product Sales Data for Pure Protection Contracts. -
FCA publishes thematic review into dark pools
For operators these include:. providing clear detail about the design and operation of a dark pool to users and, for investment banks, this includes describing precisely how their broker crossing network -
Business interruption insurance test case: Expedition application notice [pdf]
This is a procedural document initiating the application and summarising what the FCA is asking for. This document is related to the FCA's application that the test case be heard urgently, and as part of the Financial Markets Test Case Scheme. -
Sector Views 2018
The FCA's Sector Views bring its collective intelligence together and gives an overall FCA view of how each sector is performing. -
Firm level complaints data 2022 H1 [xlsx]
Firm level complaints data 2022 H1. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure. -
Promoting competition in the financial services sector
Christopher Woolard, Director of Policy, Risk and Research, the FCA, at the Future of Financial Services summit, London. This is the text of the speech as drafted, which may differ from the delivered version. -
Primary Market Bulletin 42
In this edition we cover areas including climate related disclosures, the National Security and Investment Act, unlawful disclosure by Sir Christopher Gent and rules and guidance for cash shells and SPACS on reverse takeovers. -
Implementing the Consumer Duty in the General Insurance and Pure Protection sectors [pdf]
Consumer Duty letter -
Complaints data sortable table: 2016 H2
Complaints data sortable table: 2016 H2