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Showing 1581 to 1590 of 2644 search results for insurance broker.

  1. FSA - Example of a subordinated loan agreement for a firm (insurance or mortgage intermediary) [pdf]

    Archive Published: 19/10/2006 Last modified: 03/08/2016
  2. Societies cancelled under the Industrial and Provident Act 1965 - March 2012 [pdf]

    Data Published: 10/07/2012 Last modified: 11/07/2016
    Societies that have been cancelled for not submitting their annual returns and account for March 2012.
  3. Societies cancelled under the Industrial and Provident Act 1965 - March 2011 [pdf]

    Data Published: 21/04/2011 Last modified: 11/07/2016
    Societies that have been cancelled for not submitting their annual returns and account for March 2011.
  4. Teamwork: A Smart way to tackle financial crime

    Speeches Published: 26/06/2024 Last modified: 26/06/2024
    Speech by Steve Smart, FCA joint executive director of enforcement and market oversight, delivered at the Financial Services Investigations and Enforcement Summit.
  5. Business interruption insurance test case: Supplementary Note 1 of Hospitality Industry Group Action [pdf]

    Corporate documents Published: 03/08/2020
    Supplementary Note 1 of Hospitality Industry Group Action for the trial in the business interruption test case.
  6. Business interruption insurance test case: Supplementary Note 2 of Hospitality Industry Group Action [pdf]

    Corporate documents Published: 03/08/2020
    Supplementary Note 2 of Hospitality Industry Group Action for the trial in the business interruption test case.
  7. Supplement for firms selling home finance and non-investment insurance contracts - notes [doc]

    Forms Published: 01/04/2013 Last modified: 06/11/2023
    Application for Authorisation
  8. Final Notice 2018: Thinking: Health & Income Ltd [pdf]

    Final notices Published: 08/08/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the General Insurance and Protection sector. We imposed a cancellation.
  9. Business interruption test case: Hiscox Insurance Company Limited appeal written case [pdf]

    Corporate documents Published: 11/11/2020 Last modified: 11/11/2020
    This is the written case of Hiscox Insurance Company Limited for the appeal to the Supreme Court in the Business Interruption insurance test case.
  10. Final notice 2016: GB Financial Consultancy Limited [pdf]

    Final notices Published: 29/06/2016 Last modified: 29/06/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative and threshold conditions in the general insurance and protection sector. We imposed a cancellation.