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Showing 1591 to 1600 of 2644 search results for insurance broker.

  1. GMM Group plc (clone of FCA authorised firm)

    Warnings Published: 11/09/2009 Last modified: 21/11/2020
    Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.

  2. David Geale on the Insurance Distribution Directive consultation - video transcript [pdf]

    Documents Published: 06/03/2017

  3. Asset management: A regulatory perspective

    Speeches Published: 26/04/2018 Last modified: 26/04/2018
    Speech by Andrew Bailey, Chief Executive at the FCA, delivered at London Business School Annual Asset Management Conference.

  4. FCA Q1 2015/16 Number of skilled person reports commissioned [pdf]

    Data Published: 10/08/2015 Last modified: 15/07/2016
    Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

  5. Where to submit your returns

    Registers and systems Published: 08/05/2016 Last modified: 03/01/2019
    Read our guide for firms to use when submitting notifications to the appropriate regulator.

  6. Final notice 2016: Towergate Underwriting Group Limited [pdf]

    Final notices Published: 13/07/2016 Last modified: 13/07/2016
    This final notice refers to breaches of PRIN 3, PRIN 10 and CASS related to client money/assets in the general insurance and protection sector. We imposed a fine.

  7. Aggregate complaints data: 2019 H1

    Data Published: 17/10/2019 Last modified: 17/10/2019
    This page focuses on complaints that financial services firms reported to the FCA during the first half (H1) of 2019, between 1 January and 30 July 2019. This includes the latest trends and analysis by product group. 

  8. FCA Data Bulletin: Issue 7 - October 2016 [pdf]

    Data Published: 28/10/2016
    This October 2016 issue of the Data Bulletin looks at the retail intermediary sector and latest trends in the retirement income market as well as feedback from firms about the FCA

  9. FCA to ban motor finance discretionary commission models

    Press Releases Published: 28/07/2020 Last modified: 18/02/2021
    FCA will introduce a ban on discretionary commission models. Currently, some car retailers and motor finance brokers receive commission which is linked to the interest rate that customers pay – creating an incentive to sell more expensive credit

  10. List of regulated insurers - March 2021

    FOI Release Date of Release: 19/03/2021
    The FCA provides a list that contains all insurance companies that are currently authorised by the FCA and also contains all of the Lloyd's Managing Agents who manage the Syndicates that also provide insurance and reinsurance to customers in the UK.
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