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Final Notice 2023: Moorland Mayfair Wealth Management [pdf]
This Final Notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the retail lending, retail investments, general insurance & protection and consumer credit -
MLA B1: Profit and loss account FAQs
MLA B1: Profit and loss account FAQs -
Acetoro (Clone of FCA Authorised Firm)
Acetoro (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to protect -
Payment Services Regulations 2017 and Electronic Money Regulations 2011
The FCA provides information on the regulation of payment services and e-money, including who is affected by the rules. -
Adviser reporting requirements
The FCA needs information to show that you are complying with the Retail Distribution Review (RDR) rules. Learn how to stay compliant. -
PS15/22: General Insurance Add-Ons Market Study – Remedies: banning opt-out selling across financial services and supporting informed decision-making for add-on buyers [pdf]
In this Policy Statement we report on the main issues arising from Consultation Paper 15/3 (General Insurance Add-ons Market Study – Proposed Remedies: Banning opt-out selling across financial services and supporting informed decision-making for -
MS18/1: General insurance pricing practices market study
We have published the final findings of our general insurance pricing practices market study. As part of this, we set out a package of remedies to address the concerns identified. -
Funeral plans: check your provider is authorised
Whether you're buying a new funeral plan or you already have one, find out how to make sure your provider is authorised by us, and what you should do if it isn’t. -
Business interruption test case: Royal & Sun Alliance Insurance Plc appeal written respondent case [pdf]
This is the respondent written case of Royal & Sun Alliance Insurance Plc for the appeal to the Supreme Court in the Business Interruption insurance test case. -
Banking complaints up as total complaints fall by 7%
Financial services firms received 2,183,540 new complaints (including those related to PPI) between July and December 2014