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Showing 1611 to 1620 of 2644 search results for insurance broker.

  1. Consumer warning on Renaissance Advisory Ltd

    News stories Published: 10/12/2021 Last modified: 10/12/2021
    We have removed Renaissance Advisory Ltd’s permissions. It is therefore no longer authorised to carry out any regulated activities.

  2. Price comparison website: Consumer market research [pdf]

    External research Published: 16/07/2014 Last modified: 16/07/2014
    A programme of qualitative consumer research with consumers around the moment they arrange their insurance through price comparison websites was required to inform this review, and this document summarises the key findings arising from that

  3. Final Notice 2020: Blue Water Financial Limited [pdf]

    Final notices Published: 16/10/2020 Last modified: 16/10/2020
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector, General Insurance Protection sector and Mortgages sector. We

  4. Financial promotions quarterly data 2021 Q3

    Data Published: 15/10/2021 Last modified: 27/04/2022
    The FCA publishes data on the number of financial promotions that have been amended or withdrawn due to non-compliance with the FCA's rules. This data is for 2021 Q3.

  5. Final notice 2016: Matrix Integrated Financial Solutions [pdf]

    Final notices Published: 22/07/2016 Last modified: 22/07/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection sector. We imposed a cancellation.

  6. Consumer investments data review April 2021 – March 2022

    Data Published: 18/10/2022 Last modified: 13/06/2023
    A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2021 and 31 March 2022.

  7. Decision Notice 2022: One Life Funeral Planning [pdf]

    Decision notices Published: 27/07/2022
    This Decision Notice refers to a failure to satisfy threshold conditions (COND) in the Funeral Plans sector. We refused the firm’s application for authorisation.

  8. MiFID Investment Only Supplement Form [docx]

    Forms Firm and market data Retail banking Retail investments Retail lending General insurance and protection Investment management Pensions and retirement income Published: 13/01/2017

  9. AXA IM Asia / AXA Hong Kong / AXA Investment Managers Hong Kong / Acervo Group (clone of FCA authorised firm)

    Warnings Published: 13/07/2017 Last modified: 13/07/2017
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this ‘clone firm’.

  10. Tribunal bans former trader for lying to the FCA and the Tribunal

    Press Releases Published: 17/12/2013 Last modified: 19/12/2013
    instructing Andrew Charles Kerr, a broker at Sucden, to buy 600 lots of September 2007 coffee futures on the Euronext Liffe exchange in August 2007.
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