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Showing 1691 to 1700 of 2644 search results for insurance broker.

  1. EIOPA Guidelines on outsourcing to cloud service providers

    Statements Published: 08/07/2020 Last modified: 08/07/2020
    Statement on EIOPA Guidelines on outsourcing to cloud service providers

  2. External audit requirements for MiFID investment firms

    Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
    Find out more about external audit requirements for MiFID investment firms, including what you need to do.

  3. Aggregate complaints data to 2021 H2 [xlsx]

    Data Published: 28/04/2022
    Aggregate sector wide firm complaints data for 2021 H2. Including opened, closed, upheld, speed of closure and redress.

  4. Are small firms being locked out of the derivatives market?

    Insight Published: 30/06/2017 Last modified: 30/06/2017
    The OTC derivatives market typically operates a 'hub and spoke' model, with smaller firms conducting their business with large broker-dealers sitting at the centre of the wheel.

  5. FCA and Hong Kong Insurance Authority sign Fintech co-operation agreement

    Press Releases Published: 21/09/2017 Last modified: 21/09/2017
    The Financial Conduct Authority (FCA) announces today that it has entered into a co-operation agreement with the Hong Kong Insurance Authority (IA) to enhance collaboration in supporting Fintech innovation.

  6. Business interruption insurance test case: Issues matrix - 9 June 2020 [pdf]

    Corporate documents Published: 10/06/2020
    This issues matrix shows which questions for determination by the court are engaged by each policy in the representative sample.

  7. FCA Final Notice 2013: Len Cooke Financial Consultants Limited [pdf]

    Final notices Published: 20/08/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

  8. Aggregate complaints data to 2021 H1 [xlsx]

    Data Published: 28/10/2021
    Aggregate sector wide firm complaints data for 2021 H1. Including opened, closed, upheld, speed of closure and redress.

  9. SMARTT FX (Clone of EEA authorised firm)

    Warnings Published: 04/06/2020 Last modified: 04/06/2020
    SMARTT FX (Clone of EEA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to protect

  10. Information about professional insurance indemnity premiums - July 2020

    FOI Release Date of Release: 27/07/2020
    The FCA provides information about professional insurance indemnity premiums
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