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Showing 1711 to 1720 of 2644 search results for insurance broker.

  1. Business interruption test case: FCA application for a ‘leapfrog’ appeal [pdf]

    Corporate documents Published: 30/09/2020 Last modified: 30/09/2020
    This is the FCA’s application for a ‘leapfrog’ appeal in the business interruption insurance test case.

  2. Business interruption test case: QBE UK Ltd application for a ‘leapfrog’ appeal [pdf]

    Corporate documents Published: 30/09/2020 Last modified: 30/09/2020
    This is the QBE UK Ltd's application for a ‘leapfrog’ appeal in the business interruption insurance test case.

  3. Consumer credit – Ongoing service and end of agreement

    Consumer credit firms Published: 26/04/2019 Last modified: 03/02/2023
    We outline why your commitment to customers does not end after they enter into an agreement with you.

  4. Business interruption insurance test case: sealed court order 26 June 2020 [pdf]

    Corporate documents Published: 15/07/2020
    The sealed order of the court at the Case Management Conference on 26 June 2020 in the business interruption insurance test case.

  5. Move from being an appointed representative to being authorised

    Tasks for regulated firms Published: 13/05/2015 Last modified: 15/12/2022
    If you decide to move from being an appointed representative (AR) to being authorised, find out how to give notice to your principal.

  6. Review of host Authorised Fund Management firms

    Multi-firm reviews Published: 30/06/2021 Last modified: 05/08/2021
    We wanted to test the viability of the host AFM business models and assess whether conflicts of interests were being effectively managed.

  7. Aggregate complaints data to 2019 H2 [xlsx]

    Data Published: 16/04/2020
    Aggregate sector wide firm complaints data for 2019 H2. Including opened, closed, upheld, speed of closure and redress.

  8. FCA Final Notice 2014: Residential Facilities Management Limited [pdf]

    Final notices Published: 13/01/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

  9. Notice of Decision 2023: Intelligent Protection Solutions JJH Ltd [pdf]

    Decision notices Published: 18/07/2023
    This Notice of Decision (Intelligent Protection Solutions JJH Ltd) refers to a failure to carry on regulated activities. We imposed a cancellation.

  10. FCA finds failings in the oversight of appointed representatives in the general insurance sector

    Press Releases Published: 22/07/2016 Last modified: 22/07/2016
    FCA finds failings in the oversight of appointed representatives in the general insurance sector. ... Thematic review: TR16/6: Principals and their appointed representatives in the general insurance sector.
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