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Showing 1731 to 1740 of 2644 search results for insurance broker.

1731. Aggregate complaints data to 2018 H2 [xlsx]

      Data Published: 18/04/2019
      Aggregate sector wide firm complaints data for 2018 H2. Including opened, closed, upheld, speed of closure and redress.

1732. FCA Data Bulletin issue 7 - underlying data [xlsx]

      Data Published: 28/10/2016
      Underlying data for the retail intermediary sector, latest trends in the retirement income market, and feedback from firms about the FCA.

1733. MiFID Investment and Non Investment Insurance Contracts Supplement Form [docx]

      Forms Published: 13/01/2017 Last modified: 28/09/2018
      MiFID Investment and Non Investment Insurance Contracts Supplement Form.

1734. Insurance firms still failing to meet FCA general insurance renewal rules

      Press Releases Published: 03/04/2018 Last modified: 03/04/2018
      The Financial Conduct Authority (FCA) has warned it will take action against general insurance firms who are failing to properly implement rules introduced to increase transparency and encourage shopping around at renewal time.

1735. CASS compliance – the bigger picture

      Speeches Published: 02/12/2014 Last modified: 19/12/2014
      Speech by David Lawton, director of markets at the FCA, delivered at the FCA CASS Conference 2014 event for CASS large firms. This is the text of the speech as drafted, which may differ from the delivered version.

1736. FCA Data Bulletin: June 2018 - underlying data [xlsx]

      Data Published: 07/06/2018
      Underlying data for Retail Mediation Activities Return (RMAR).

1737. Aggregate complaints data to 2018 H1 [xlsx]

      Data Published: 29/10/2018
      Aggregate sector wide firm complaints data for 2018 H1. Including opened, closed, upheld, speed of closure and redress.

1738. FSA Q1 12/13 Number of skilled person reports commissioned [pdf]

      Data Published: 02/05/2013 Last modified: 03/08/2016
      Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

1739. FSA Q4 12/13 Number of skilled person reports commissioned [pdf]

      Data Published: 02/05/2013 Last modified: 04/08/2016
      Under the Financial Services and Markets Act, as amended by the 2012 Act, the FCA has the power to obtain a view from a third party (a ‘skilled person’) about aspects of a regulated firm's activities if it is concerned or wants further analysis.

1740. CP14/28: MIPRU Simplification

      Consultation papers Published: 08/12/2014 Last modified: 07/02/2022
      This paper sets out our proposed changes to our Handbook to make it simpler for certain mortgage firms to calculate their capital requirements.