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Showing 1751 to 1760 of 2644 search results for insurance broker.
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Financial conduct regulation in a restless world
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Deloitte conduct risk roadshow. -
FCA Data Bulletin - May 2015 - underlying data [xlsx]
Underlying data for the FCA Contact Centre, complaints about firms, approved persons, attestations, skilled persons reports, and financial promotions. -
Aggregate complaints data to 2017 H1 [xlsx]
Aggregate sector wide firm complaints data for 2017 H1. Including opened, closed, upheld, speed of closure and redress. -
Realising the benefits of purposeful leadership
Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations at the FCA, delivered at the CCTA 2018 Conference, Nottingham. -
Four guilty in relation to £1.4 million investment scheme
In a criminal prosecution brought by the Financial Conduct Authority (FCA), Samrat Bhandari and Dr Muhammad Aleem Mirza have been found guilty for their roles in operating an investment scheme which led to more than 300 investors losing a total of -
February 2024 letter to DLUHC: Multi-occupancy buildings insurance [pdf]
The FCA gives an update to the Department of Levelling Up, Housing and Communities (DLUHC) about our work on multi-occupancy buildings insurance. -
Final Notice 2022: Life Protection Centre Ltd [pdf]
This final notice refers to a failure to satisfy SUP 11.4, to be open and cooperative (PRIN 11) in the Insurance Intermediary sector and FIT 2.2. We refused the individual’s application for authorisation. -
Societies cancelled under the Industrial and Provident Act 1965 - November 2012 [pdf]
Societies that have been cancelled for not submitting their annual returns and account for November 2012. -
Societies cancelled under the Industrial and Provident Act 1965 - September 2011 [pdf]
Societies that have been cancelled for not submitting their annual returns and account for September 2011. -
Aggregate Complaints Data 2012 H2 [xls]
Aggregate sector wide firm complaints data for 2012 H2. Including opened, closed, upheld, speed of closure and redress.