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Showing 1891 to 1900 of 2644 search results for insurance broker.

  1. Telesales businesses complaints - March 2021

    FOI Release Date of Release: 10/03/2021
    The FCA does not process general complaints unless they are complaints directly against the FCA. It responds to the request on telesales businesses complaints.

  2. Leaning in on making consumer tech a force for good

    Speeches Published: 23/01/2024 Last modified: 26/01/2024
    Speech by Nikhil Rathi delivered at the Imperial College London Business School.

  3. Caversham Finance Limited t/a BrightHouse enters administration

    News stories Published: 30/03/2020 Last modified: 03/04/2020
    Caversham Finance Limited t/a Brighthouse enters administration: information for consumers

  4. Two former senior executives of Martin Brokers fined and banned for compliance failings related to LIBOR

    Press Releases Published: 22/01/2015 Last modified: 22/01/2015
    Two former senior executives of Martin Brokers fined and banned for compliance failings related to LIBOR. ... The Financial Conduct Authority (FCA) has fined and banned two former senior executives of interdealer broker Martin Brokers (UK) Limited

  5. Firm level complaints data 2019 H1 [xlsx]

    Data Published: 30/12/2019 Last modified: 30/12/2019
    Firm level complaints data 2019 H1. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure.

  6. Four former directors of online consumer credit broker banned for misleading customers

    Press Releases Published: 25/07/2018 Last modified: 25/07/2018
    The Financial Conduct Authority (FCA) has banned David James Carter Mullins, Edward John Booth, Christopher Paul Brotherton and Mark Robert Kennedy, the former directors and shareholders of Secure My Money Limited (now dissolved).

  7. FSCS supplementary levies for 2019/20

    Tasks for regulated firms Published: 22/01/2020 Last modified: 13/02/2023
    Find out more about the Financial Services Compensation Scheme's (FSCS) supplementary levy.

  8. Final Notice 2018: Premier Management Partners Limited [pdf]

    Final notices Published: 21/05/2018
    This final notice (Premier Management Partners Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the investment advisory sector. We imposed a

  9. Firm level complaints data 2018 H2 [xlsx]

    Data Published: 24/04/2019
    Firm level complaints data 2018 H2. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure.

  10. Business interruption test case: Contents list for High Court judgment [pdf]

    Corporate documents Published: 04/11/2020 Last modified: 04/11/2020
    This is a contents list using the headings in the High Court judgment in the Business Interruption insurance test case.
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