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Showing 1951 to 1960 of 2644 search results for insurance broker.
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Impact assessment: TR15/6 - Handling of claims for Small and Medium-sized Enterprises (SMEs) [pdf]
This impact assessment relates to TR15/6: Handling of insurance claims for Small and Medium-sized Enterprises (SMEs). It has been verified by the Regulatory Policy Committee. -
Technical Annex: PWC GAP insurance research [pdf]
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PS17/14: Markets in Financial Instruments Directive II implementation – Policy Statement II
interdealer brokers. firms engaging in algorithmic and high-frequency trading. trading venues including regulated markets, multilateral trading facilities, and prospective organised trading facilities. -
Final Notice 2020: Ian Mackin (trading as Caledonia Finance) [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector, General Insurance Protection sector, Investment Advisory sector -
CP13/17: Use of dealing commission
We are consulting on proposed changes to our use of dealing commission rules in our Conduct of Business Sourcebook (COBS). -
Applying to approve financial promotions for unauthorised persons
Find out how to apply to the FCA for permission to approve the financial promotions of unauthorised persons. -
A.M. Donati Wealth Management (clone of FCA authorised firm)
A.M. Donati Wealth Management (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised -
Firm level complaints data 2016 H2 [xlsx]
Firm level complaints data 2016 H2. For firms submitting 500 or more opened complaints within their six month reporting period, 1,000 or more if they have an annual reporting period. Contains opened, closed, upheld and speed of closure. -
Product Sales Data Pure Protection Contracts Tables 2022 [xlsx]
The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the protection sector submit product transaction data to us quarterly. -
Product Sales Data Pure Protection Contracts Tables 2021 [xlsx]
The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the protection sector submit product transaction data to us quarterly. These table are for 2021.