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Showing 1981 to 1990 of 2644 search results for insurance broker.

  1. CP15/37: Consequential amendments to the Senior Insurance Managers Regime (SIMR)

    Consultation papers Published: 11/11/2015 Last modified: 11/11/2015
    CP15/37: Consequential amendments to the Senior Insurance Managers Regime (SIMR). Consultation papers First published:. ... PRA: Consequential amendments to the Senior Managers Regime (SMR) and the Senior Insurance Managers Regime (SIMR).

  2. Partly contested cases, the pipeline and AML investigations

    Speeches Published: 04/04/2019 Last modified: 04/04/2019
    FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on MIFID II and ways to fight financial crime.

  3. PS16/5: Strengthening accountability in banking and insurance: implementation of SM&CR and SIMR, and PRA requirements on regulatory references

    Policy statements Published: 15/02/2016 Last modified: 26/05/2016
    PS16/5: Strengthening accountability in banking and insurance: implementation of SM&CR and SIMR, and PRA requirements on regulatory references. ... PS16/5: Strengthening accountability in banking and insurance: Implementation of SM&CR and SIMR, and PRA

  4. Making competition king – the rise of behavioural economics at the FCA

    Speeches Published: 25/03/2014 Last modified: 25/03/2014
    Speech by Martin Wheatley, Chief Executive, the FCA, at the Australian Securities and Investments Commission (ASIC). This is the text of the speech as drafted, which may differ from the delivered version.

  5. Meeting the challenge in our changing global markets

    Speeches Published: 16/05/2023 Last modified: 16/05/2023
    Speech by Sarah Pritchard, Executive Director of Markets, and Executive Director of International, at the UK Finance and EY: Capital Markets insights launch conference.

  6. Competition and conduct regulation in financial services

    Speeches Published: 09/09/2013 Last modified: 10/09/2013
    Speech by Christopher Woolard, Director of Policy, Risk and Research, the FCA, at the Regulatory Policy Institute's Annual Competition and Regulation Conference. This is the text of the speech as drafted, which may differ from the delivered version.

  7. Business interruption test case: Arch Insurance (UK) Limited's application to the Supreme Court for permission to appeal [pdf]

    Corporate documents Published: 20/10/2020 Last modified: 20/10/2020
    This is Arch Insurance (UK) Limited's application to the Supreme Court for permission to appeal to the Supreme Court parts of the decision of the High Court in the Business Interruption insurance test case

  8. TR14/14 - Redress for payment protection insurance (PPI) mis-sales

    Thematic reviews Published: 29/08/2014 Last modified: 12/09/2014
    TR14/14 - Redress for payment protection insurance (PPI) mis-sales. Thematic reviews First published:. ... We publish an update on firms’ progress in the handling of payment protection insurance (PPI) complaints.

  9. FCA confirms price cap rules for payday lenders

    Press Releases Published: 11/11/2014 Last modified: 17/11/2014
    The cap will cover debt collection, debt administration and other ancillary charges; and charges for credit broking for a firm in the same group or where the broker shares revenue with

  10. Notice of intention to provide cross-border services in another EEA state in accordance with the Insurance Mediation Directive (IMD) [doc]

    Forms Published: 01/04/2013 Last modified: 08/04/2013
    You should complete this form if you are a UK firm that wishes to exercise a passport right to provide cross border services in another EEA State under the Insurance Mediation Directive.
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