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Showing 2071 to 2080 of 2644 search results for insurance broker.

  1. TR13/1 - Motor Legal Expenses Insurance (MLEI) thematic project

    Thematic reviews Published: 07/06/2013 Last modified: 16/08/2013
    We undertake thematic projects to assess current and future risks in relation to a particular issue or product. This may be across a number of firms, within a specific part of the sector, or at market level.

  2. Local Bit Base (Clone of EEA authorised firm)

    Warnings Published: 29/07/2021 Last modified: 03/08/2021
    Local Bit Base (Clone of EEA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to

  3. PS17/5: Markets in Financial Instruments Directive II implementation – Policy Statement I

    Policy statements Published: 31/03/2017 Last modified: 31/03/2017
    Firms affected include:. interdealer brokers. firms engaging in algorithmic and high-frequency trading.

  4. Business interruption insurance test case: Table of High Court and Supreme Court outcomes arranged by policy type [pdf]

    Corporate documents Published: 14/07/2021
    The table is intended to help policyholders navigate the High Court and Supreme Court judgments in the FCA's Business interruption insurance test case.

  5. Final Notice 2018: Asset Trust Group (Paul Hammond trading as) [pdf]

    Final notices Published: 08/08/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the General Insurance and Protection sector and Investment advisory sector. We imposed a

  6. Consumer Investments: Strategy and Feedback Statement

    Corporate documents Published: 14/09/2021 Last modified: 15/06/2023
    The FCA sets out its view of consumer harm in this market and its 3-year strategy to address this. 

  7. FCA says firms not treating delegated authority arrangements as outsourcing in the general insurance market

    Press Releases Published: 02/06/2015 Last modified: 04/06/2015
    FCA says firms not treating delegated authority arrangements as outsourcing in the general insurance market. ... The Financial Conduct Authority (FCA) has published the results of its thematic review of delegated authority arrangements in the general

  8. New accountability regime for banks and insurers comes into force

    Press Releases Published: 07/03/2016 Last modified: 19/04/2016
    The Senior Managers Regime for the banking sector and the Senior Insurance Managers Regime both come into force today.

  9. FCA secures orders for victims of unauthorised share scheme

    Press Releases Published: 06/05/2020 Last modified: 07/05/2020
    The High Court today ordered four individuals and one company to pay nearly £3.62m in restitution to members of the public who bought shares that were promoted unlawfully.

  10. Gard Marine & Energy (clone of FCA authorised firm)

    Warnings Published: 25/05/2021 Last modified: 25/05/2021
    Gard Marine & Energy (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how
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