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Showing 2131 to 2140 of 2644 search results for insurance broker.

2131. Consumer investments data review April - September 2021

      Data Published: 03/03/2022 Last modified: 13/06/2023
      A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2021 and 30 September 2021.

2132. Best Investment Guide (clone of FCA authorised firm)

      Warnings Published: 27/06/2013 Last modified: 21/11/2020
      Best Investment Guide (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and

2133. Reporting requirements: sale and rent back firms

      Tasks for regulated firms Published: 12/05/2015 Last modified: 09/02/2023
      Sale and rent back firms have had a full reporting regime since 2011. Find out what your firm needs to do.

2134. Penny James appointed Chair of the FCA’s Practitioner Panel

      Press Releases Published: 31/01/2022 Last modified: 31/01/2022
      The Financial Conduct Authority (FCA) has appointed Direct Line Group CEO, Penny James, as Chair of its Practitioner Panel. 

2135. FCA fines and bans former RBS trader, Neil Danziger

      Press Releases Published: 08/01/2018 Last modified: 08/01/2018
      The Financial Conduct Authority (FCA) has imposed a financial penalty of £250,000 on former Royal Bank of Scotland (RBS) interest rate derivatives trader, Neil Danziger, and prohibited him from performing any function in relation to any regulated

2136. FCA acts to address unclear and excessive motor finance costs

      Press Releases Published: 04/03/2019 Last modified: 04/03/2019
      The Financial Conduct Authority (FCA) is considering changes to the way in which commission works in the motor finance sector after uncovering serious concerns about the way in which lenders are choosing to reward car retailers and other credit

2137. Cryptoasset AML / CTF regime: feedback on good and poor quality applications

      Tasks for firms Published: 22/03/2023 Last modified: 03/07/2024
      Feedback on good and poor quality applications made to the FCA under money laundering regulations.

2138. FCA calls on insurance intermediaries to better manage conflicts of interest when dealing with small business clients

      Press Releases Published: 27/05/2014 Last modified: 27/05/2014
      FCA calls on insurance intermediaries to better manage conflicts of interest when dealing with small business clients. ... The thematic review into Commercial insurance intermediaries - Conflicts of interest and intermediary remuneration.

2139. High-cost credit review

      Focus areas Published: 22/07/2019 Last modified: 10/02/2023
      The FCA's detailed, wide-ranging review has resulted in measures which will protect some of the most vulnerable consumers.

2140. Business interruption insurance test case: proposed representative sample of policy wordings [pdf]

      Corporate documents Published: 01/06/2020
      The following are the potentially applicable and relevant cover clauses, definitions, exclusions, trends clauses, and sub-limits of indemnity that are proposed to be tested by the test case