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Final Notice: Infinity Financial Solutions Ltd [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Investment advisory, Mortgage, Insurance mediation and consumer credit sectors. We -
Cultural evolution: how culture must change to meet expectations
Speech by Emily Shepperd, Chief Operating Officer and Executive Director of Authorisations, delivered online at the Westminster Business Forum. -
Financial Conduct Authority provides update on regulatory sandbox
The Financial Conduct Authority (FCA) today provides an update on its regulatory sandbox and unveils the list of firms that were successful in their applications to begin testing in the second cohort of the sandbox. -
MiFID Investment, Home Finance and Non-Investment Insurance Contracts Supplement Form [docx]
MiFID Investment, Home Finance and Non-Investment Insurance Contracts Supplement Form -
Rolling the rock: The cycle of deregulation, crisis and regulation
Speech by Charles Randell, Chair, Financial Conduct Authority, delivered at the Association for Financial Markets in Europe (AFME) Annual Conference on 2 October 2018. -
Financial Lives Survey 2020: Tracker data tables: Volume 11 - General Insurance & Protection [xlsx]
These are the weighted tracker data tables from the General Insurance & Protection section of the Financial lives survey. The survey gives detailed information on UK adults, their product holding, attitudes and engagement with financial providers. -
City Week: how regulation can help the UK lead in Fintech
Speech by Emily Shepperd, FCA Chief Operating Officer and ED Authorisations, delivered at the Culture and Conduct Forum for the Financial Services Industry. -
Information on employment of section 166 powers - January 2022
The FCA provides data on cases it used the section 166 power to commission a skilled person review in relation to financial crime. -
Call for Input: PRIIPs Regulation – initial experiences with the new requirements [pdf]
We are seeking input from firms and consumers about their initial experiences of the requirements introduced by the Packaged Retail and Insurance-based Investment Products (PRIIPs) Regulation and the related PRIIPs Regulatory Technical Standards (RTS -
Business interruption insurance test case: Representative sample of policy wordings - 9 June 2020 [pdf]
A selection of policy wordings which the FCA believes captures the majority of the key issues that could be in dispute in the case.