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Showing 2191 to 2200 of 2644 search results for insurance broker.

  1. FG22/1: The FCA’s approach to the review of Part VII insurance business transfers

    Policy and guidance Finalised guidance Published: 15/02/2022 Last modified: 15/01/2024
    We set out our expectations on the steps for firms to take to make sure conduct issues are properly considered in Part VII transfers.
  2. Towards end of the transition period: getting ready for a new environment

    Speeches Published: 12/11/2020 Last modified: 12/11/2020
    Speech delivered by Nausicaa Delfas, Executive Director of International, at the UK’s Regulatory Regime for Financial Services Summit.
  3. Product Sales Data Pure Protection Contracts Tables 2020 [xlsx]

    Data Published: 29/06/2021
    The FCA collects data from the firms it regulates on what products they are selling. Firms operating in the protection sector submit product transaction data to us quarterly. These table are for 2020.
  4. FCA acts to address unclear and excessive motor finance costs

    Multi-firm reviews Published: 04/03/2019 Last modified: 15/10/2019
    FCA looking at the motor finance market to ensure it works well and to assess whether consumers are at risk of harm
  5. General insurance add-ons: Quantitative consumer research report [pdf]

    Market studies Published: 11/03/2014 Last modified: 12/09/2014
    Harris Interactive
  6. General insurance add-ons: Experimental consumer research report [pdf]

    Market studies Published: 11/03/2014 Last modified: 12/09/2014
    London Economics
  7. Using the new Form A

    Firm authorisation Published: 03/10/2023 Last modified: 29/04/2024
    Find out about the changes we’ve made to Form A.
  8. Financial Lives Survey 2017: Data Tables: Volume 17 - GAP insurance [xlsx]

    Data Published: 18/10/2017 Last modified: 20/06/2018
    This volume of tables contains questions on: GAP insurance. The Financial Lives Survey 2017 is a tracking study designed to provide the FCA with insight on consumer behaviour and experience in the retail financial markets we regulate.
  9. Final Notice: Hale Financial Services Limited [pdf]

    Final notices Published: 03/07/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the investment advisory sector. We imposed a cancellation.
  10. Information on the Senior Managers Certification Regime fines - April 2022

    FOI Release Date of Release: 22/04/2022
    The FCA provides information on how many fines were issued to Senior managers.