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Showing 221 to 230 of 2644 search results for insurance broker.

  1. Information on Authorisations denied - May 2022

    FOI Release Date of Release: 26/05/2022
    The FCA provides data on denied authorisations.

  2. Information on the FCA approval times for people in certain roles

    FOI Release Date of Release: 24/06/2021
    The FCA provides information on the approval times for people in chief executive officer, chief financial officer and chief risk officer roles.

  3. Financial promotions quarterly data 2023 Q4

    Data Published: 14/02/2024 Last modified: 15/02/2024
    We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 October 2023 and 31 December 2023.

  4. FCA warns insurance firms over product governance rules deadline

    Press Releases Published: 25/08/2021 Last modified: 25/08/2021
    Insurance firms may not be ready to implement new product governance rules there to ensure insurance provides fair value, according to a review published today by the Financial Conduct Authority (FCA).

  5. Supporting material for applications by consumer credit, mortgage and other consumer finance firms

    Firm authorisation Published: 15/11/2023 Last modified: 13/12/2023
    If you're applying to be authorised by the FCA, find out what supporting material to include in your application and how to prepare everything.

  6. Operational resilience: insights and observations for firms

    Tasks for firms Published: 28/05/2024 Last modified: 28/05/2024
    Make sure your firm is ready to comply with the FCA's operational resilience rules by 31 March 2025. Use our observations to help review your firm’s approach.

  7. AEC Investments (Clone of EEA authorised firm)

    Warnings Published: 04/12/2019 Last modified: 20/05/2021
    AEC Investments (Clone of EEA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to

  8. Moorhouse fined for failures in relation to its telephone sales

    Press Releases Published: 23/04/2015 Last modified: 23/04/2015
    Moorhouse is a general insurance broker whose business is focused on selling motor and liability related insurance products to small and medium enterprises (SMEs) including very small businesses known as ... This put customers at risk of buying the wrong

  9. Aggregate complaints data: 2023 H2

    Data Published: 25/04/2024 Last modified: 29/04/2024
    This page focuses on complaints that financial services firms reported to the FCA during the second half (H2) of 2023, between between 1 July to 31 December 2023. This includes the latest trends and analysis by product group.

  10. AI: Flipping the coin in financial services

    Speeches Published: 05/10/2023 Last modified: 05/10/2023
    Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at the City and Financial Global AI Regulation Summit 2023.
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