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SM&CR categorisation for solo-regulated firms
Under SM&CR, solo-regulated firms are categorised as limited scope, core or enhanced. Find out which category your firm is in and how you can review this. -
Building societies: Facing the challenges and opportunities head on
Speech by Jonathan Davidson, Director of Supervision – retail and authorisations at the FCA, delivered at the Building Societies Association Annual Conference on 19 May 2016, in Gateshead. -
FCA publishes terms of reference for asset management market study
There is a further £1 trillion investment in insurance products and £1 trillion invested in non-mainstream asset management products – both of which will include pension fund investments. ... From 31 December 2016, manufacturers and distributors of -
Business interruption test case: Hiscox Action Group’s application to the Supreme Court for permission to appeal [pdf]
This is the Hiscox Action Group’s application to the Supreme Court for permission to appeal to the Supreme Court parts of the decision of the High Court in the Business Interruption insurance test case. -
Debt management firms must raise their game, says FCA
Firms that provide services which pose a higher risk to consumers will be assessed first, including debt management firms, payday lenders and credit brokers. -
Mortgage firm enforcement action information - October 2020
FCA provides mortgage firm enforcement action information. -
FCA and Practitioner Panel publish findings from 2019 joint survey
The FCA and the Practitioner Panel have published a report from their 2019 joint survey of FCA-regulated firms. The survey gives views across the financial services sector of the FCA's performance as a regulator. It provides important information to -
CP18/14: Quarterly Consultation Paper No 21
Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals. -
Adviser banned and fined for fabricating RDR qualification certificates
In early 2013, Mr King led this firm to believe that he held a Statement of Professional Standing issued by the Chartered Insurance Institute (CII), one of the bodies accredited by -
Financial Lives Survey 2017: Data Tables: Volume 6 - General insurance and protection [xlsx]
This volume of tables contains questions on: general insurance & protection, motor insurance, home content & buildings insurance, single trip insurance, mobile phone insurance and pet insurance.