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Showing 2241 to 2250 of 2644 search results for insurance broker.

  1. Financial Conduct Authority to investigate how firms deal with risk benchmark manipulation

    Press Releases Published: 31/03/2014 Last modified: 01/04/2014
    This will include looking at how firms are implementing the Mortgage Market Review, ensuring that firms have embedded the recommendations made in 2013 regarding motor legal expenses insurance and mobile phone ... insurance and reviewing the sales
  2. Firm specific complaints data 2012 H2 [xlsx]

    Data Published: 15/04/2013 Last modified: 04/08/2016
    Firm level complaints data for firms receiving 500 or more complaints within a six-month reporting period. This file covers firms with reporting periods ending between 1 July 2012 and 31 December 2012.
  3. SwissToro Finances Limited (Clone of FCA authorised firm)

    Warnings Published: 13/09/2022 Last modified: 13/09/2022
    SwissToro Finances Limited (Clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm
  4. Dear CEO letter: Non-financial misconduct in wholesale general insurance firms [pdf]

    Correspondence Published: 03/01/2020
    We explain our view of non-financial misconduct in wholesale general insurance firms.
  5. Impact assessment: Thematic Review: Provision of premium finance to retail general insurance customers (TR15/5) [pdf]

    Impact assessments Published: 23/06/2017
    This impact assessment relates to the thematic review of provision of premium finance to retail general insurance customers (TR15/5). It has been verified by the Regulatory Policy Committee.
  6. FCA reviews find mortgage firms lending responsibly but scope for improvement on competition

    Press Releases Published: 16/05/2016 Last modified: 09/11/2016
    Are there differences in the outcomes for those consumers who obtain their mortgages through mortgage brokers when compared with those who go direct to lenders? ... What is the impact of panel and other commercial arrangements between lenders, brokers
  7. Important information for British Steel Pension Scheme members

    News stories Published: 01/03/2019 Last modified: 24/05/2019
    The FCA is looking into the suitability of the advice that firms gave to members of the British Steel Pension Scheme (BSPS). We want to ensure that former members of the scheme know about their rights to make a formal complaint to the Financial
  8. Former chief executive of stockbroker firm fined £450,000 and banned

    Press Releases Published: 13/03/2015 Last modified: 13/03/2015
    A sample review of Gracechurch broker calls showed that brokers persistently ignored refusals by several clients to buy stock, repeatedly made calls to particular clients until the clients were persuaded, ignored ... This all happened while Kenny was
  9. The retail intermediary market 2020 dashboards underlying data [csv]

    Data Published: 29/07/2021
    Underlying data for the FCA's Retail Mediation Activities Return (RMAR) 2020 Tableau dashboards.
  10. Financial Conduct Authority appoints four new supervision directors

    Press Releases Published: 07/08/2013 Last modified: 09/12/2016
    The Financial Conduct Authority (FCA) has appointed four directors to lead key areas of its Supervision division. These appointments complete the senior structure in Supervision, and are the final step in implementing a new structure for the division