Search results

Showing 231 to 240 of 2644 search results for insurance broker.

231. FCA publishes coronavirus financial resilience survey data

     Press Releases Published: 07/01/2021 Last modified: 07/01/2021
     The FCA has published the results of its coronavirus (Covid-19) financial resilience surveys. The surveys were sent to solo-regulated firms to inform the FCA of the impact of coronavirus on firms’ financial resilience.

232. FCA issues research on mortgage switching

     News stories Published: 10/03/2020 Last modified: 02/08/2022
     The FCA has today released our latest research into mortgage switching and how consumers can be encouraged to seek out better deals

233. Supreme Court judgment in FCA’s business interruption insurance test case

     Press Releases Published: 15/01/2021 Last modified: 15/01/2021
     The Supreme Court has delivered its judgment in the Financial Conduct Authority’s (FCA)’s business interruption insurance test case.

234. All UK Lenders (clone) (clone of FCA authorised firm)

     Warnings Published: 22/09/2016 Last modified: 22/09/2016
     We have published this statement in order to warn consumers against dealing with unauthorised firms.

235. Investor protection under MiFID II

     Speeches Published: 20/10/2015 Last modified: 20/10/2015
     Speech by David Geale, Director of Policy, FCA, delivered at the FCA MiFID II Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

236. The Financial Conduct Authority takes disciplinary action against five individuals and three firms in relation to solicitors’ professional indemnity insurance and other insurance schemes’ failures

     Press Releases Published: 01/02/2016 Last modified: 01/02/2016
     The Financial Conduct Authority (FCA) has fined five individuals and two firms a total of £15.5m, in addition to banning four of those individuals, for significant integrity and competence failings.

237. Financial promotions quarterly data 2023 Q3

     Data Published: 03/11/2023 Last modified: 14/02/2024
     We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 July 2023 and 30 September 2023.

238. PS17/3: Payment protection insurance complaints: feedback on CP16/20 and final rules and guidance

     Policy and guidance Policy statements Published: 02/03/2017 Last modified: 03/05/2024
     The FCA's Policy Statement includes final rules and guidance on payment protection insurance (PPI) complaints.

239. Speech: Shadow banking - the potential risks and rewards

     Insight Published: 21/02/2017 Last modified: 02/03/2017
     For brevity, I list the institutions only:. global banks. broker-dealers. money market mutual funds. ... banking market, where M&G acted as broker between H&W and underlying providers of funds.

240. Apply to become a credit reference agency or credit information services provider

     Firm authorisation Published: 27/04/2020 Last modified: 13/12/2023
     Find out how to apply to the FCA for authorisation if you want to provide credit references or credit information services.