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Showing 2331 to 2340 of 2644 search results for insurance broker.

  1. Information on applications received for the authorisations division - October 2022

    FOI Release Date of Release: 24/10/2022
    FCA provides information on
  2. PS18/1: Insurance Distribution Directive implementation - Feedback and near-final rules to CP17/33 and other IDD consultations

    Policy statements Published: 19/01/2018 Last modified: 01/06/2018
    This is our third Policy Statement setting out near-final rules for the implementation of the Insurance Distribution Directive (IDD).
  3. Information on enforcement on transparency of consumer facing documents - June 2022

    FOI Release Date of Release: 13/06/2022
    The FCA provides information on its enforcement of section 68 of the Consumer Rights Act 2015 in relation to the 'transparency' of consumer-facing documents.
  4. KBP Insurance Service Limited aka KBP Financial Services Limited (clone of FCA authorised firm)

    Warnings Published: 12/04/2013 Last modified: 13/09/2014
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.
  5. Ten years after Lehman: how accountants can make finance safer

    Speeches Published: 06/09/2018 Last modified: 25/11/2021
    Speech by Charles Randell, Chair of the Financial Conduct Authority and Payment Systems Regulator on how accountants can make finance safer.
  6. Information on product sales data reported by Life Insurers - December 2020

    FOI Release Date of Release: 22/12/2020
    The FCA provides additional data on product sales data reported by Life Insurers.
  7. FSA - DP13/1 How the FCA could be more transparent

    Discussion papers Published: 05/03/2013 Last modified: 30/04/2014
    We are opening a debate into how the FCA and the financial services industry can be more transparent and we want you to take part in the discussion.
  8. Review of retained provisions of the Consumer Credit Act: Final report

    Corporate documents Published: 02/08/2018 Last modified: 25/03/2019
    On 25 March 2019, we submitted our final report on the review of the retained provisions of the Consumer Credit Act 1974 (CCA), to HM Treasury. We have also published the report.
  9. ICAP Europe Limited fined £14 million for significant failings in relation to LIBOR

    Press Releases Published: 25/09/2013 Last modified: 04/11/2014
    While IEL had certain policies and procedures in place to govern individual broker behaviour, they were insufficient to deal with collusion between brokers and their clients. ... IEL is a member of the ICAP Group - the world's largest inter-dealer broker.
  10. Voluntary Application for the Imposition of Requirements: Tokio Marine Kiln Insurance Limited and Tokio Marine Kiln Syndicates Limited [pdf]

    Requirement notices Published: 14/01/2021
    Imposition of new requirements pursuant to Section 55l(5) and Section 55m(5) of the Financial Services and Markets Act 2000