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Showing 2371 to 2380 of 2644 search results for insurance broker.

  1. FCA publishes proposals on staff incentives and performance management in consumer credit firms

    Press Releases Published: 04/07/2017 Last modified: 04/07/2017
    The Financial Conduct Authority (FCA) has published proposals on how consumer credit firms should manage risks related to how they pay and manage the performance of their staff.

  2. BgcpartnersFX (Clone FCA authorised firm) (clone of FCA authorised firm)

    Warnings Published: 11/11/2022 Last modified: 12/12/2022
    BgcpartnersFX (Clone FCA authorised firm) (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this

  3. Restrictions placed on IBP Markets Limited and the Firm enters special administration

    News stories Published: 13/10/2023 Last modified: 05/06/2024
    We have imposed a number of restrictions on IBP Markets Limited, stopping it from carrying on any regulated activities due to concerns about the way it conducts its business, including about client money protections at the firm.

  4. Update on our work around pensions and retirement income

    Market studies Published: 13/07/2016 Last modified: 12/04/2024
    Pensions and retirement income is a priority sector for the FCA. Read more about our policy work and market monitoring in this area.

  5. Financial Lives Survey 2017: Data Tables: Volume 20 - Custom tables [xlsx]

    Data Published: 18/10/2017 Last modified: 20/06/2018
    This volume of tables contains questions on: regulated advice, general insurance cross product holdings, gender, retirement income, switching day to day accounts. The Financial Lives Survey 2017 is a tracking study designed to provide the FCA with

  6. Investment managers still failing to ensure effective oversight of best execution

    Multi-firm reviews Published: 03/03/2017 Last modified: 25/11/2021
    We outline findings from supervisory work looking at how investment managers deliver best execution for their clients.

  7. The FCA and the Bank of England encourage market participants in a switch to SOFR in US dollar interest rate swap markets from 26 July

    News stories Published: 16/06/2021 Last modified: 16/06/2021
    FCA and Bank of England support and encourage liquidity providers in the US dollar linear interest rate swaps market to adopt new trading conventions for interdealer trading based on SOFR instead of LIBOR

  8. Business interruption insurance test case: tracked changes preliminary list of affected insurers and policies [pdf]

    Corporate documents Published: 10/06/2020
    Tracked changes version so that you can see how this document has developed to date from the proposal published on 1 June 2020. This is a preliminary list of policy wordings which match the 19 policy wordings within the scope of the test case.

  9. PACIFIC ALLIANCE ASSOCIATES (Clone of US SEC/FINRA registered firm)

    Warnings Published: 13/03/2024 Last modified: 08/07/2024
    PACIFIC ALLIANCE ASSOCIATES (Clone of US SEC/FINRA registered firm) is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

  10. Our emerging regulatory approach to Big Tech and Artificial Intelligence

    Speeches Published: 12/07/2023 Last modified: 12/07/2023
    Speech by Nikhil Rathi, our Chief Executive, delivered at The Economist, London.
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