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FCA bans and fines trader £662,700 for manipulating gilt price during QE
UK government bonds are commonly referred to as gilts. They are extensively traded, with turnover of £7.2 trillion in the interdealer broker market in 2011. -
Dear CEO letter: Inappropriate use of title transfer collateral arrangements (TTCAs) and regulatory permissions for financing transactions [pdf]
Letter to brokers in wholesale financial markets, who currently, or may in the future, offer services that involve holding clients’ cash or securities as collateral -
FCA response to IBA’s proposed consultation on intention to cease US$ LIBOR
ICE Benchmark Administration (IBA), the FCA-regulated and authorised administrator of LIBOR, has announced that it will consult in early December on its intention to cease US$ LIBOR. The FCA welcomes and supports the proposal to consult on a clear -
UBS fined £160 million for significant failings in relation to LIBOR and EURIBOR
The Financial Services Authority (FSA) has fined UBS AG (UBS) £160 million for misconduct relating to the London Interbank Offered Rate (LIBOR) and the Euro Interbank Offered Rate (EURIBOR). This is the largest fine ever imposed by the FSA. -
FSA and OFT publish guidance to firms designing new payment protection products
The Financial Services Authority (FSA) and the Office of Fair Trading (OFT) have jointly published final guidance to help prevent the problems associated with Payment Protection Insurance (PPI) recurring in a new generation of products. -
General insurance product value and coronavirus (Covid-19) Guidance – update
We set out the findings from our multi-firm review assessing how firms have responded to our general insurance (GI) distribution chain Guidance (further to the product governance rules implemented by the IDD) and coronavirus (Covid-19) value Guidance -
PS23/7: Broadening retail access to the long-term asset fund
This consultation sets out proposals for broadening the retail distribution of the LTAF. -
Pure protection contract data reported by Life Insurers - May 2021
The FCA responds to questions regarding pure protection contract data reported by Life Insurers. -
External audit requirements for small personal investment firms or service companies
Learn more about the external audit requirements for small personal investment firms or service companies and what you need to do. -
FCA finds MiFID II research unbundling rules working well for investors
The Financial Conduct Authority (FCA) has today published multi-firm review findings indicating the Markets in Financial Instruments Directive’s (MiFID II) research unbundling rules have improved asset managers’ accountability over costs, saving