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Showing 2461 to 2470 of 2644 search results for insurance broker.

  1. GC13/5 Supervising retail investment advice: inducements and conflicts of interest

    Guidance consultations Published: 18/09/2013 Last modified: 21/10/2013
    Or send your responses to:. Paul McCormick. Life Insurance Department, Supervision Division.

  2. CPP redress scheme opens - customers have until end of August 2014 to claim

    Press Releases Published: 03/02/2014 Last modified: 03/02/2014
    Clydesdale Bank Plc (part of National Australia Group Europe). Home Retail Group Insurance Services Limited.

  3. Dear CEO letter: Maintaining adequate client money arrangements - general insurance intermediaries [pdf]

    Correspondence Published: 02/07/2021
    Dear CEO letter: Maintaining adequate client money arrangements - general insurance intermediaries.

  4. FCA commences civil proceedings in relation to alleged unauthorised investment advisers

    Press Releases Published: 27/04/2020 Last modified: 01/05/2020
    The Financial Conduct Authority (FCA) has commenced proceedings in the High Court against 24HR Trading Academy Ltd (24HTA) and its sole director, Mohammed Fuaath Haja Maideen Maricar.

  5. Retail intermediary market interactive analysis 2021

    Data Published: 21/07/2022 Last modified: 21/07/2022
    This page provides the FCA's interactive dashboard of the intermediary sector, based on the 2021 data drawn from the Retail Mediation Activities Return (RMAR).

  6. Reforms will make financial advice and guidance work better for consumers

    Press Releases Published: 14/03/2016 Last modified: 14/03/2016
    The report also urges the government to explore ways to improve the existing income tax and National Insurance exemption for employer-arranged pension advice.

  7. Motor finance agreements and coronavirus: temporary guidance for firms

    Finalised guidance Published: 24/04/2020 Last modified: 04/12/2020
    FCA temporary motor finance guidance applies to regulated firms that issue regulated motor finance agreements.

  8. Sheree Howard appointed as FCA Executive Director of Risk and Compliance Oversight

    Press Releases Published: 20/09/2019 Last modified: 20/09/2019
    The Financial Conduct Authority (FCA) has today announced that Sheree Howard has been appointed as Executive Director of Risk and Compliance Oversight (R&CO).

  9. PS21/20: Changes to UK MiFID’s conduct and organisational requirements

    Policy statements Published: 30/11/2021 Last modified: 30/11/2021
    We set out our final policy position and rules on changes to the research rules and removal of best execution reporting in RTS 27 and RTS 28 following feedback to CP21/9.

  10. PS22/13: Calculating redress for non-compliant pension transfer advice 

    Policy and guidance Policy statements Published: 28/11/2022 Last modified: 05/04/2023
    We set out the changes to our methodology for calculating redress for consumers who suffered financial loss from transferring from a defined benefit to a defined contribution pension scheme following non-compliant advice. This includes former
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