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Showing 2471 to 2480 of 2644 search results for insurance broker.

  1. PS22/2: PRIIPs - Final scope rules and amendments to Regulatory Technical Standards

    Policy statements Published: 25/03/2022 Last modified: 25/03/2022
    In this Policy Statement (PS22/2) we summarise the feedback we received to our consultation and confirm our final policy position.

  2. PS20/8: Motor finance discretionary commission models and consumer credit commission disclosure

    Policy and guidance Policy statements Published: 15/10/2019 Last modified: 28/07/2020
    We’re banning commission models that give motor finance brokers/dealers an incentive to raise customers’ finance costs.

  3. TR13/9 - Anti-Money Laundering and Anti-Bribery and Corruption Systems and Controls: Asset Management and Platform Firms

    Thematic reviews Published: 31/10/2013 Last modified: 30/08/2015
    Although previous regulatory action relating to anti-money laundering (AML) and anti-bribery and corruption (ABC) systems and controls failings has focused on the banking and insurance sectors, there are significant

  4. Investors in the EEA Life Settlements Fund should consider making a complaint now

    News stories Published: 24/09/2014 Last modified: 24/09/2014
    The EEA Life Settlements Fund is an unregulated collective investment scheme made up of traded life insurance policies (TLPIs), based in Guernsey and previously listed on the Channel Islands Securities Exchange.

  5. Evaluation Paper 20/1: An evaluation of our rent-to-own price cap

    Corporate documents Published: 02/12/2020 Last modified: 02/12/2020
    This Evaluation Paper summarises our evaluation of our 2019 price cap intervention in the rent-to-own market (RTO). Evaluation is part of our Mission’s decision-making framework. Testing the effectiveness of our remedies helps us make better

  6. FCA launches 'Live & Local': a new regional programme to help local firms engage with regulators

    Press Releases Published: 01/03/2016 Last modified: 18/01/2017
    The programme will help firms in the investment, mortgages and general insurance sectors engage with their regulators and bring them greater clarity on their regulatory requirements. ... The General Insurance sector will have their own sessions called

  7. New FCA data show 3.76 million complaints about financial services firms

    Press Releases Published: 19/04/2018 Last modified: 31/05/2018
    Complaints about payment protection insurance (PPI) drove a 13% increase in the number of complaints made to financial services firms in the second half of 2017, according to figures published today by the FCA.

  8. Chris Woolard discusses emergency regulation and learning from the coronavirus crisis

    News stories Published: 10/06/2020 Last modified: 16/10/2020
    Interim Chief Executive Chris Woolard discusses emergency coronavirus regulation and the Business Plan

  9. TR15/2: Structured Products: Thematic Review of Product Development and Governance

    Thematic reviews Published: 05/03/2015 Last modified: 12/01/2023
    Our recent work in the structured products market has focused on better understanding consumer behaviour and the way that firms approach product development and governance.

  10. CP17/41: Individual accountability: Transitioning insurers and individuals to the Senior Managers & Certification Regime

    Consultation papers Published: 13/12/2017 Last modified: 22/02/2018
    a small Non-Directive Firm or a small run-off firm. an Insurance Special Purpose Vehicle. ... The proposals in this consultation apply to alldual-regulated insurance firms. As well as the firms themselves, the proposals will affect everyone performing
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