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Showing 2481 to 2490 of 2644 search results for insurance broker.

  1. Milestone for insurers as they come under the Senior Managers and Certification Regime

    News stories Published: 10/12/2018 Last modified: 10/12/2018
    The Senior Managers and Certification Regime (SM&CR) has been extended to all insurers regulated by the Financial Conduct Authority (FCA) and Prudential Regulation Authority from today.

  2. CP15/15: Changes to the Approved Persons Regime for insurers not subject to Solvency II

    Consultation papers Published: 27/03/2015 Last modified: 07/02/2022
    We are consulting on amending our regime for regulating key individuals and governance arrangements in insurers.

  3. Clydesdale Bank fined £20,678,300 for serious failings in PPI complaint handling

    Press Releases Published: 14/04/2015 Last modified: 30/09/2016
    The Financial Conduct Authority (FCA) has today fined Clydesdale Bank Plc (Clydesdale) £20,678,300 for serious failings in its Payment Protection Insurance (PPI) complaint handling processes between May 2011 and

  4. Final Notice 2021: Lloyds Bank General Insurance Limited, St Andrew’s Insurance Plc, Lloyds Bank Insurance Services Limited and Halifax General Insurance Services Limited [pdf]

    Final notices Published: 08/07/2021
    This Final Notice (Lloyds Bank General Insurance Limited, St Andrew’s Insurance Plc, Lloyds Bank Insurance Services Limited and Halifax General Insurance Services Limited) refers to breaches of PRIN 3 and PRIN 7 related to communications with

  5. Underlying data for Montly PPI complaints before and during campaign - May 2021

    FOI Release Date of Release: 10/05/2021
    The FCA provides the data for the numbers of PPI complaints from Jan 2017 to Aug 2019.

  6. The FCA fines, publicly censures and orders Jersey resident to pay restitution for insider dealing and improper disclosure

    Press Releases Published: 15/07/2016 Last modified: 15/07/2016
    Very shortly after receiving this email, Mr Breeze instructed his broker to sell his entire shareholding in MoPowered ‘at any price’. ... The broker was able to sell 10,000 of Mr Breeze’s 1,273,500 shares before MoPowered announced the discounted

  7. Retail intermediary market interactive analysis 2022

    Data Published: 03/08/2023 Last modified: 03/08/2023
    This page provides the FCA's interactive dashboard of the intermediary sector, based on the 2022 data drawn from the Retail Mediation Activities Return (RMAR).

  8. FS21/12: Decisions on the use of LIBOR (Articles 23C and 21A BMR)

    Feedback statements Published: 29/09/2021 Last modified: 10/12/2021
    Feedback on responses to our proposal to use our Article 23C and Article 21A powers under the Benchmarks Regulation for certain LIBOR settings.

  9. Statement on certain FCA work in light of coronavirus and changing market conditions

    Statements Published: 13/11/2020 Last modified: 14/05/2021
    We are providing an update on work that we intend to either stop or postpone in light of the ongoing impact of coronavirus and economic conditions. These changes will allow us to focus our resources on the most urgent work where we can make the most

  10. FCA confirms plans to deliver redress to over 1,000 former British Steel Pension Scheme members

    Press Releases Published: 28/11/2022 Last modified: 28/11/2022
    The FCA has published final rules for a redress scheme for former members of the British Steel Pension Scheme (BSPS) who received unsuitable advice to transfer out.
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