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Showing 2501 to 2510 of 2644 search results for insurance broker.
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Lloyds Banking Group fined £117m for failing to handle PPI complaints fairly
their customers fairly when handling Payment Protection Insurance (PPI) complaints between March 2012 and May 2013. -
FCA outlines approach for implementation of Mortgage Credit Directive and regulatory framework for second charge mortgages
A number of other changes will also be implemented including new knowledge and competency requirements, obligations for firms dealing in foreign currency mortgages and new levels of professional indemnity insurance. -
FCA outlines proposals to extend the Senior Managers and Certification Regime to all financial services firms
In October 2015, HM Treasury announced its intention to extend the Senior Managers and Certification Regime (SM&CR) to all sectors of the financial services industry. -
Updated: Upper Tribunal releases its judgment on action against Timothy Roberts and Andrew Wilkins
These products are a form of ‘Traded Life Policy Investment’ (TLPI) based on life insurance policies purchased in the United States. ... When the original policy holder dies, the firm receives the insurance payment. -
How can we ensure that Big Data does not make us prisoners of technology?
Speech by Charles Randell, Chair, Financial Conduct Authority and Payment Systems Regulator, delivered at Reuters Newsmaker event, London. -
FCA publishes its Business Plan for 2015/16 and announces details of new supervision and authorisation divisions
to monitor developments in technology and how that affects firms and consumers, including a market study on the use of Big Data in the insurance market. -
Occasional Paper No. 23: Full disclosure: a round-up of FCA experimental research into giving information
This paper describes the results of eight experiments into giving information carried out by the FCA. -
Fairness, flexibility and the long-term view: the FCA’s vision for the mortgage market
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the UK Finance Annual Mortgage Conference, London. -
CP20/15: Liquidity mismatch in authorised open-ended property funds
We are consulting on measures to address the potential harm caused by a mismatch in liquidity in certain UK authorised funds that invest directly in property, for example offices, shops and warehouses. -
Information on the number of regulated firms providing specific financial services - March 2020
The FCA provides information on the number and names of regulated firms providing financial services.