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Showing 2511 to 2520 of 2644 search results for insurance broker.

  1. CP15/4: Whistleblowing in deposit-takers, PRA-designated investment firms and insurers

    Consultation papers Published: 23/02/2015 Last modified: 23/02/2015
    This consultation paper proposes a set of rules that will apply to UK banks, building societies, credit unions, PRA-designated investment firms and insurance and reinsurance firms, including third country branch
  2. Consumer warning on Falcon Financial Solutions Ltd and Thestral Financial Services Ltd

    News stories Published: 31/01/2022 Last modified: 31/01/2022
    We have removed permissions from Falcon Financial Solutions Ltd and Thestral Financial Services Ltd. They are no longer permitted to carry out any regulated activities.
  3. Finalised Guidance: Cancellations and refunds: Helping consumers with rights and routes to refunds

    Finalised guidance Published: 01/10/2020 Last modified: 01/04/2021
    Since the outbreak of the coronavirus (Covid-19) pandemic, there has been an unprecedented number of cancellations of trips, holidays, and other events. 
  4. FCA says firms must do more to ensure financial promotions do not mislead

    Press Releases Published: 13/08/2014 Last modified: 29/11/2016
    In the same period, the FCA has opened 227 cases about non-compliant promotions for products such as payday loans, debt management services and credit brokers.
  5. CP14/10: Proposals for a price cap on high-cost short-term credit

    Consultation papers Published: 15/07/2014 Last modified: 04/11/2016
    In particular, this paper will interest:. FCA-authorised firms involved in HCSTC, as lenders, operators of peer-to-peer platforms or brokers (most of whom will have interim permission).
  6. FCA publishes Annual Report 2015/16 and report of its competition activities since 2013

    Press Releases Published: 12/07/2016 Last modified: 12/07/2016
    These included looking at investment and corporate banking, asset management, competition in the mortgage sector and the use of “Big Data” in the retail general insurance sector;.
  7. Direct Line to carry out a past business review relating to the FCA's pricing rules

    Statements Published: 01/09/2023 Last modified: 01/09/2023
    Direct Line Group will carry out a review to identify all instances where a customer has been overcharged and provide appropriate redress.
  8. Cancellations and refunds: helping consumers with rights and routes to refunds

    Policy and guidance Guidance consultations Published: 31/07/2020 Last modified: 07/08/2020
    We are consulting on guidance for firms to help their customers identify their quickest and easiest options to claim for any cancelled travel or events caused by coronavirus (Covid-19).
  9. PS21/15: Regulation of funeral plans: Feedback to CP21/20 and final rules

    Policy and guidance Policy statements Published: 05/07/2021 Last modified: 05/11/2021
    We set out our final and near final rules on funeral plans regulation, including new guidance for providers on their arrangements for trust-backed funeral plans.
  10. Firm fined £1.8million for "unacceptable" approach to bribery & corruption risks from overseas payments

    Press Releases Published: 19/12/2013 Last modified: 30/08/2015
    JLTSL, which provides insurance broking and risk management services, was found to have failed to conduct proper due diligence before entering into a relationship with partners in other countries who helped ... JLTSL also did not adequately assess the