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Showing 2521 to 2530 of 2644 search results for insurance broker.

2521. PS15/31: Final Rules on changes to the Approved Persons Regime for insurers not subject to Solvency II

      Policy statements Published: 16/12/2015 Last modified: 26/05/2016
      This does not affect the implementation of the revised Approved Persons Regime (Senior Insurance Managers Regime) for insurers in 2016, but it does mean it will be replaced by the ... Read our FCA Insurance Accountability pages for more details around

2522. Implementing MiFID II – multi-firm review of research unbundling reforms

      Multi-firm reviews Published: 19/09/2019 Last modified: 19/09/2019
      Our rules to implement the Markets in Financial Instruments Directive (MiFID) II require asset managers to explicitly pay for third-party research, and brokers to price and provide research separately. These are the findings of our review on how

2523. CP15/17: Capital resources requirements for Personal Investment Firms (PIFs)

      Consultation papers Published: 28/05/2015 Last modified: 22/02/2018
      providers of professional indemnity insurance (PII) to PIFs. providers of investment platform, professional and other services to PIFs.

2524. PS22/5: New cancellation and variation power: Changes to the Handbook and Enforcement Guide

      Policy statements Published: 19/05/2022 Last modified: 10/11/2023
      We are changing our Handbook and Enforcement Guide to give guidance on our new power to cancel or vary the statutory permissions of many FCA-authorised firms.

2525. Financial Conduct Authority publishes first set of data under new complaints rules

      Press Releases Published: 26/04/2017 Last modified: 26/04/2017
      The Financial Conduct Authority (FCA) has published data on the number of complaints reported by firms under new rules which came into force on 30 June 2016.

2526. The Financial Conduct Authority to gather evidence on how the PPI complaints process is working

      Press Releases Published: 30/01/2015 Last modified: 03/11/2016
      The Financial Conduct Authority (FCA) is planning to gather evidence on current trends in complaints on Payment Protection Insurance (PPI).

2527. FCA fines PPC for misleading consumers and banks in first CMC case closed by the regulator

      Press Releases Published: 17/12/2019 Last modified: 17/12/2019
      The Financial Conduct Authority (FCA) has fined Professional Personal Claims Limited (PPC) £70,000 for misleading consumers through its websites and printed materials.

2528. FSA fines Norwich Union Life £1.26m for exposing its customers to the risk of fraud

      Press Releases Published: 17/12/2007 Last modified: 08/11/2016
      The Financial Services Authority (FSA) has fined Norwich Union Life £1.26 million for not having effective systems and controls in place to protect customers' confidential information and manage its financial crime risks. These failings resulted in

2529. Consumer Duty: Findings from our review of fair value frameworks

      Good and poor practice Published: 10/05/2023 Last modified: 17/11/2023
      Read the findings of our review into firms’ approaches to fair value assessments under the Consumer Duty.

2530. FSA fines The Co-operative Bank plc for failing to handle PPI complaints fairly

      Press Releases Published: 04/01/2013 Last modified: 29/03/2013
      The Financial Services Authority (FSA) has fined The Co-operative Bank plc (Co-op) £113,300 for failing to handle payment protection insurance (PPI) complaints fairly.