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Showing 2571 to 2580 of 2644 search results for insurance broker.

  1. Portfolio Strategy Letter to firms in the Personal & Commercial Lines Insurer (PL&CL) portfolio: identifying and remedying harms [pdf]

    Correspondence Published: 08/01/2020
    Our view of the key risks of harm for firms writing personal, commercial and multi-lines insurance; and our expectations of firms in mitigating them.

  2. PS14/7: Changes to the use of dealing commission rules: feedback to CP13/17 and final rules

    Policy statements Published: 08/05/2014 Last modified: 23/11/2021
    In this Policy Statement we report on the main issues arising from Consultation Paper 13/17 – Consultation on the use of dealing commission rules, and publish the final rules.

  3. PS15/23: Consumer credit - feedback on CP15/6 and final rules and guidance

    Policy statements Published: 28/09/2015 Last modified: 03/09/2016
    credit broker, or has experienced difficulties paying back debt.

  4. FCA fines Yorkshire Building Society £4,135,600 for failings in dealing with customers in mortgage arrears

    Press Releases Published: 29/10/2014 Last modified: 29/10/2014
    Mortgages’, the brand name of Accord Mortgages Ltd, an intermediary-only mortgage provider (a lender which deals only through mortgage brokers) wholly owned by YBS.

  5. CP15/5: Approach to non-executive directors in banking and Solvency II firms & Application of the presumption of responsibility to Senior Managers in banking firms

    Consultation papers Published: 23/02/2015 Last modified: 14/09/2015
    This paper affects relevant authorised persons and Solvency II firms. This paper does not affect insurance firms that are not subject to the Solvency II directive (non-directive firms).

  6. Overall complaints fell by 1.4%, driven by a reduction in complaints related to current accounts and savings accounts. PPI complaints rise

    Press Releases Published: 30/03/2016 Last modified: 07/02/2022
    Financial services firms received 2.11 million new complaints between July and December 2015, according to new complaints data published today by the Financial Conduct Authority.

  7. PS20/10: Prohibiting the sale to retail clients of investment products that reference cryptoassets

    Policy statements Published: 06/10/2020 Last modified: 09/10/2020
    This Policy Statement summarises feedback to CP19/22. It sets out our final policy position and Handbook rules that will come into force on 6 January 2021. 

  8. PS15/10: MIPRU Chapter 4 simplification: Feedback on CP14/28 and final rules

    Policy statements Published: 30/03/2015 Last modified: 12/01/2023
    In this Policy Statement we summarise the feedback we received to the proposals contained in CP14/28 and give our responses.

  9. DP15/3: Developing our approach to implementing MiFID II conduct of business and organisational requirements

    Discussion papers Published: 26/03/2015 Last modified: 03/11/2016
    firms providing services in relation to insurance-based investments and pensions, and.

  10. Financial adviser banned and fined £300,000 after clients lost out investing in companies he controlled

    Press Releases Published: 16/09/2014 Last modified: 16/09/2014
    The three companies into which investments were made were:. Primrose Associates Limited, a mortgage broker authorised by the FCA;.
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