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Showing 311 to 320 of 2644 search results for insurance broker.

311. Investing in outcomes: a regulatory approach to deliver for consumers, markets and competitiveness

     Speeches Published: 14/03/2024 Last modified: 14/03/2024
     Speech by Nikhil Rathi, FCA Chief Executive delivered at the Morgan Stanley European Financials Conference.

312. FCA fines Bastion Capital London Limited £2.5m for serious financial control failings

     Press Releases Published: 13/07/2023 Last modified: 13/07/2023
     The FCA has fined Bastion Capital London Limited (in liquidation) £2,452,700 for serious financial crime control failings in relation to cum-ex trading.

313. FCA response to FSB’s Super-Complaint - requiring personal guarantees for business loans

     Corporate documents Published: 05/03/2024 Last modified: 05/03/2024
     On 08 December 2023, we received a super-complaint from the Federation of Small Businesses (FSB). This is the first super-complaint we have received since the super-complaint regime was applied to the FCA in 2013.

314. www.knowyoucan.co.uk ( Clone of AXA Investment Managers UK Ltd and AXA Insurance UK Plc) (clone of FCA authorised firm)

     Warnings Published: 20/11/2023 Last modified: 20/11/2023
     www.knowyoucan.co.uk ( Clone of AXA Investment Managers UK Ltd and AXA Insurance UK Plc) (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out

315. FG14/3 - Budget 2014 – Pension reforms: guidance to firms in the interim period

     Finalised guidance Published: 09/04/2014 Last modified: 09/04/2014
     annuities and income drawdown products on a non-advised basis (including comparison websites, brokers and investment platforms). ... Alternatively, please send your responses by post:. The Life Insurance Themes team.

316. RMA-J Data required for collection of fees: help text (for reporting period ending 1 April)

     Registers and systems Published: 28/03/2019 Last modified: 28/03/2019
     Read our help text for Gabriel submission RMAR section J (RMA-J) data required for collection of fees. Firms with a reporting period ending on or after 1 April 2019.

317. Broker XP

     Warnings Published: 02/07/2019 Last modified: 02/07/2019
     Broker XP is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

318. CRYPTO BROKER

     Warnings Published: 06/05/2022 Last modified: 06/05/2022
     CRYPTO BROKER is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

319. Broker Unity

     Warnings Published: 30/10/2020 Last modified: 30/10/2020
     Broker Unity is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

320. DELUXE-BROKER

     Warnings Published: 01/02/2023 Last modified: 01/02/2023
     DELUXE-BROKER is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.