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Showing 541 to 550 of 2644 search results for insurance broker.

541. Second charge broker adding mortgage permissions to an in progress credit application [doc]

     Forms Published: 27/04/2015 Last modified: 27/04/2015

542. Final Notice 2024: Robert Harriss [pdf]

     Final notices Published: 24/05/2024
     This Final Notice refers to breaches of FIT related to a lack of fitness/propriety in the credit broker sector. We imposed a prohibition.

543. Final notice 2016: Yswiriant Celtic Insurance [pdf]

     Final notices Published: 08/03/2016 Last modified: 08/03/2016
     This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection sector. We imposed a cancellation.

544. Payment Protection Insurance (PPI) reporting form

     Tasks for regulated firms Published: 08/05/2016 Last modified: 09/02/2023
     Find the reporting form to be used by firms that have been requested to provide monthly data on specific PPI management information.

545. Experienced professionals

     Join us Published: 28/09/2016 Last modified: 05/03/2024
     Find out what we look for in candidates, learn about the wide range of benefits available to our employees and access resources to support your application.

546. International standards and regulations

     About us What we do Published: 19/04/2016 Last modified: 13/10/2021
     A large part of the FCA's work is to implement, supervise and enforce international standards and regulations in the UK.

547. Advising on P2P agreements

     Tasks for regulated firms Published: 05/04/2016 Last modified: 10/02/2023
     The FCA provides information on new permissions for the regulated activity of 'advising on P2P agreements'

548. Client Money and Assets

     Tasks for regulated firms Published: 11/05/2015 Last modified: 10/02/2023
     CASS compliance is needed if you control client money. Learn more about CASS rules, when and how to classify your CASS firm and what to submit for your monthly CMAR report.

549. 100 days of the FCA

     Speeches Published: 09/07/2013 Last modified: 16/08/2013
     Speech by Martin Wheatley, Chief Executive, the FCA, at the ABI Biennial Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

550. CHJ Management (Insurance Company) (clone of FCA authorised firm)

     Warnings Published: 01/07/2013 Last modified: 21/11/2020
     Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.