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Showing 551 to 560 of 2644 search results for insurance broker.

  1. Competing on integrity

    Speeches Published: 14/11/2013 Last modified: 30/09/2016
    Speech by Martin Wheatley, Chief Executive of the FCA, at the CFA European Investment Conference. This is the text of the speech as drafted, which may differ from the delivered version.

  2. Laying myths to rest

    Speeches Published: 17/10/2013 Last modified: 17/10/2013
    Speech by Martin Wheatley, Chief Executive of the FCA, at the British Bankers’ Association Annual International Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

  3. PPI refund scams

    Scams Published: 30/08/2019 Last modified: 19/08/2021
    Find out why you should be wary if you’re called out of the blue and told you’re owed a refund for mis-selling of PPI.

  4. Primary Market Bulletin 40

    Newsletters Published: 27/05/2022 Last modified: 30/05/2022
    In this edition we provide feedback on our consultation in PMB 34 and highlight changes to the Knowledge Base on the prospectus regime as a result of the consultation.

  5. Report mortgage fraud: advisers

    New firm authorisation Tasks for regulated firms Published: 24/02/2016 Last modified: 21/02/2023
    As a mortgage broker it is essential you have sufficient controls in place to prevent your firm being used for committing fraud. Read more about what you should report.

  6. Directory of certified and assessed persons

    Tasks for regulated firms Published: 04/09/2019 Last modified: 10/02/2023
    Find out how you can prepare and amend your certified and assessed person submission, and why it's important to confirm your details.

  7. FCA provides update on PPI

    Press Releases Published: 02/08/2016 Last modified: 26/06/2019
    CP15/39, 26 November 2015: Rules and guidance on payment protection insurance complaints. ... FCA statement, 2 October 2015: The Financial Conduct Authority’s Statement on payment protection insurance (PPI).

  8. Sample business plan

    Firm authorisation Published: 25/10/2023 Last modified: 25/10/2023
    If you're applying to be authorised by the FCA, learn what to include in your regulatory business plan (RBP).

  9. FSA Final Notice 2007: Waheed Hanif trading as The Broker Group [pdf]

    Final notices Published: 25/05/2007 Last modified: 14/06/2014
    FSA Final Notice 2007: Waheed Hanif trading as The Broker Group

  10. FSA Final Notice 2009: Abiodun Apena trading as Abbey Mortgage Broker [pdf]

    Final notices Published: 23/09/2009 Last modified: 14/06/2014
    FSA Final Notice 2009: Abiodun Apena trading as Abbey Mortgage Broker
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