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Showing 561 to 570 of 2644 search results for insurance broker.

561. Sample business plan

     Firm authorisation Published: 25/10/2023 Last modified: 25/10/2023
     If you're applying to be authorised by the FCA, learn what to include in your regulatory business plan (RBP).

562. FSA Supervisory Notice 2007: (Abimbola Mojeed Hassan trading as) Home Mortgage Broker [pdf]

     Supervisory notices Published: 01/03/2007 Last modified: 14/06/2014
     FSA Supervisory Notice 2007: (Abimbola Mojeed Hassan trading as) Home Mortgage Broker

563. Consumer credit - Sales and advice

     Consumer credit firms Published: 25/04/2019 Last modified: 16/02/2023
     Learn about the information you need to give customers when selling your products, and assessing a customer’s creditworthiness.

564. CP19/28: Motor finance discretionary commission models and consumer credit commission disclosure [pdf]

     Consultation papers Published: 15/10/2019
     This consultation paper (CP19/28) seeks views on FCA plans to address consumer harm in the motor finance market by banning commission models that can incentivise a broker (including motor dealers) to increase a customer’s interest rate. We are

565. FSA - GC11/23 [pdf]

     Guidance consultations Published: 12/10/2011 Last modified: 11/07/2016
     This paper sets out our view about payment for order flow (PFOF) arrangements. We define PFOF as an arrangement whereby a broker receives payment from market makers, in exchange for sending order flow to them.

566. PS23/9: Finalised insurance guidance on supporting customers in financial difficulty [pdf]

     Policy statements Published: 03/07/2023
     This Policy Statement summarises feedback received in CP23/1 on insurance guidance for supporting customers in financial difficulty.

567. Whistleblowing in practice: Case studies

     Firms Published: 21/10/2020 Last modified: 01/02/2024
     Are you thinking about blowing the whistle on wrongdoing? Find out how whistleblowing can help the FCA to act and how the FCA protects other firms.

568. CP23/1: Insurance guidance for the support of customers in financial difficulty [pdf]

     Consultation papers Published: 11/01/2023
     We are consulting on proposals to help protect customers of non-investment insurance policies in financial difficulty.

569. Passporting between the UK and Gibraltar

     Firms Published: 12/01/2023 Last modified: 11/12/2023
     Passporting is no longer available except for firms that wish to passport between the UK and Gibraltar until 31 December 2023. Find out more.

570. CP23/19: Future Regulatory Framework - The Insurance Distribution Directive [pdf]

     Consultation papers Published: 05/09/2023
     CP23/19: Future Regulatory Framework - The Insurance Distribution Directive.