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Showing 651 to 660 of 2644 search results for insurance broker.

651. FG18/4: The FCA’s approach to the review of Part VII insurance business transfers [pdf]

     Finalised guidance Published: 29/05/2018
     This guidance sets out the Financial Conduct Authority’s (FCA) approach to reviewing insurance business transfers Schemes under Part VII of the Financial Services and Markets Act 2000 (FSMA) (Part VII Transfers or Schemes)

652. CP17/23: Insurance Distribution Directive implementation – Consultation Paper II [pdf]

     Consultation papers Published: 24/07/2017
     We are consulting on our proposals for changes required to comply with the Insurance Distribution Directive (IDD).

653. [pdf]

     Archive Published: 14/03/2013 Last modified: 05/09/2014

654. Client assets and coronavirus (Covid-19)

     Firms Tasks for regulated firms Published: 06/04/2020 Last modified: 13/02/2023
     Summary of queries we have received and our position on client assets (CASS) compliance related to the current disruption caused by coronavirus (Covid-19).

655. CP17/7: Insurance Distribution Directive Implementation – Consultation Paper I [pdf]

     Consultation papers Published: 06/03/2017
     We are consulting on our proposals for changes required to comply with the Insurance Distribution Directive.

656. Wholesale markets firm applicants

     Firm authorisation Published: 04/07/2023 Last modified: 02/07/2024
     If you're a wholesale investment firm, you have to be authorised by us. Learn how to prepare your application and what you need to read first.

657. FSA Final Notice 2011: Commercial Insurance Services (M/CR) Limited [pdf]

     Final notices Published: 18/10/2011 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Commercial Insurance Services (M/CR) Limited

658. Contract for differences

     Tasks for firms Published: 09/01/2017 Last modified: 21/04/2023
     Find out about the FCA's expectations of providers and brokers offering retail consumers contract for differences (CFD) products, which include spread betting and rolling spot foreign exchange (FX).

659. GC17/5: Proposed guidance on our approach to the review of Part VII insurance business transfers [pdf]

     Guidance consultations Published: 15/05/2017
     We are consulting on our approach to reviewing insurance business transfers schemes under Part VII of the Financial Services and Markets Act 2000.

660. CP17/3: Proposed Handbook changes to reflect the new regulatory framework for Insurance Linked Securities [pdf]

     Consultation papers Published: 31/01/2017
     We are consulting on our proposals for the changes required to the FCA Handbook to incorporate the new regulated activity of insurance risk transformation.