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Showing 671 to 680 of 2644 search results for insurance broker.

671. FSA - FG11/17 [pdf]

     Finalised guidance Published: 18/10/2011 Last modified: 20/10/2014
     We carried out thematic work in the period June to September 2010 to better understand how firms which sell regulated insurance products and services online have developed their business models and how they are designing these models to ensure the

672. CP15/37: Consequential amendments to the Senior Insurance Managers Regime (SIMR) [pdf]

     Consultation papers Published: 11/11/2015 Last modified: 11/11/2015

673. TR16/2: Fair treatment of long-standing customers in the life insurance sector [pdf]

     Thematic reviews Published: 03/03/2016 Last modified: 03/03/2016

674. CP16/27: Applying conduct rules to all non-executive directors in the banking and insurance sectors [pdf]

     Consultation papers Published: 28/09/2016
     We are consulting on applying our Code of Conduct sourcebook (COCON) to standard non-executive directors (NEDs) in banks, building societies, credit unions and dual-regulated investment firms (relevant authorised persons - RAPs) and insurance

675. PS16/21: Increasing transparency and engagement at renewal in general insurance markets [pdf]

     Policy statements Published: 10/08/2016 Last modified: 16/09/2016
     In this Policy Statement we report on the main issues arising from Consultation Paper 15/41 - Increasing transparency and engagement at renewal in general insurance markets - and confirm the final rules and non-Handbook guidance.

676. Ex-Mortgage Broker pleads guilty to 12 Criminal Offences

     Press Releases Published: 14/06/2013 Last modified: 17/09/2013
     In a case brought by the Financial Conduct Authority (FCA) Michael Joseph James Lewis, in a plea and case management hearing at Maidstone Crown Court, pleaded guilty to ten counts of breaching the general prohibition under Section 19 of the

677. CP15/39: Rules and guidance on payment protection insurance complaints [pdf]

     Consultation papers Published: 26/11/2015 Last modified: 27/11/2015
     In this paper, we consult on proposed new rules and guidance for payment protection insurance (PPI) complaints.

678. FSA Final Notice 2009: Peter David Alexander Crane trading as David Crane Mortgage Broker [pdf]

     Final notices Published: 09/09/2009 Last modified: 14/06/2014
     FSA Final Notice 2009: Peter David Alexander Crane trading as David Crane Mortgage Broker

679. CP15/41: Increasing transparency and engagement at renewal in general insurance markets [pdf]

     Consultation papers Published: 03/12/2015 Last modified: 03/12/2015
     This paper sets out proposals to introduce new rules and guidance for firms on steps they should take when renewing general insurance policies.

680. Information From Brokers - Reporting Document [doc]

     Systems information Published: 08/03/2013 Last modified: 23/12/2019
     How you can report suspected fraudulent activities