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Showing 781 to 790 of 2644 search results for insurance broker.
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FSA - GC12/11 [pdf]
We have developed this guidance to help firms identify and manage the risks from incentive schemes. The guidance sets out a number of ways, but not the only ways, firms can comply with the relevant requirements set out in the FSA Handbook. -
Final notice 2016: Cga Insurance Services Limited [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection sector. We imposed a cancellation. -
Business interruption insurance test case: Judgment [pdf]
The full judgment in the business interruption insurance test case, which was handed down by the High Court. -
Accomplishments of the last 5 years
Speech by John Griffith-Jones, Chairman, FCA, delivered at an event hosted by TheCityUK at Linklaters LLP, London. -
FCA Final Notice 2014: Philip Eley [pdf]
This final notice refers to breaches of PRIN 1 related to lack of fitness/propriety in the general insurance and protection sector. We imposed a withdrawal of approval, a fine and a prohibition. -
DP15/4: Developing General Insurance Add-ons Market Study – Remedies: Value Measures [pdf]
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FSA - CP12/20 [pdf]
Consultation FSA - CP12/20 - We began regulating general insurance intermediaries seven years ago, including how they hold client money. In accordance with the promise we made when we began regulating this sector, we have now conducted a review of -
TR13/7 - Payment protection insurance complaints: Report on the fairness of medium-sized firms’ decisions and redress [pdf]
This thematic review sets out findings from our project looking at how some firms have handled payment protection insurance complaints. -
FSA Application Refusal 2005: MCW Insurance Intermediaries Ltd [pdf]
FSA Application Refusal 2005: MCW Insurance Intermediaries Ltd - Final Notice -
Promoting competition
What the FCA does to promote effective competition in the interests of consumers.