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Showing 791 to 800 of 2644 search results for insurance broker.

791. FCA Final Notice 2013: Porta Verde Financial Services Limited [pdf]

     Final notices Published: 24/10/2013 Last modified: 07/04/2015
     This final notice refers to breaches of PRIN 3, PRIN 6 and PRIN 7 related to appointed representatives, and unfair treatment of customers in the general insurance and protection sector. We imposed a fine.

792. Commercial Finance Brokers LTD (Clone of FCA Authorised Firm)

     Warnings Published: 14/01/2021 Last modified: 14/01/2021
     Commercial Finance Brokers LTD (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised

793. Data security

     Tasks for regulated firms Published: 31/07/2015 Last modified: 21/02/2023
     You are responsible for securing your customer data and protecting it from fraudsters. Read more about the measures you should consider.

794. FSA Final Notice 2008: Safe In-Sure Insurance Consultants [pdf]

     Final notices Published: 10/04/2008 Last modified: 14/06/2014
     FSA Final Notice 2008: Safe In-Sure Insurance Consultants

795. FSA - FG12/17 [pdf]

     Finalised guidance Published: 13/07/2012 Last modified: 20/10/2014
     This guidance sets out our view of what a PPI customer contact letter (CCL) should contain, and how it should be presented so that it is clear, fair and not misleading. This guidance also sets out our view of how our rules on complaint handling and

796. Information for firms on motor finance complaints 

     Consumer credit firms Published: 24/01/2024 Last modified: 12/04/2024
     Guidance for firms affected by the FCA's review into the historical use of discretionary commission arrangements (DCAs) in the motor finance industry.

797. FCA Final Notice 2013: Mr Andrew Jeffery [pdf]

     Final notices Published: 23/08/2013 Last modified: 07/04/2015
     This final notice refers to breaches of APER1 and APER4 related to insurance fraud in the general insurance and protection sector. We imposed a fine and a prohibition order.

798. Apply to become a consumer investments firm

     Firm authorisation Published: 09/11/2023 Last modified: 19/12/2023
     Find out how to apply to the FCA for authorisation if you're a consumer investments firm, such as a financial adviser or investment platform.

799. Final notice 2016: David Michael Sayer trading as D M Sayer and Co (Insurance) [pdf]

     Final notices Published: 15/04/2016 Last modified: 15/04/2016
     This final notice refers to breaches of PRIN 11 and COND related to failing to be open and cooperative and threshold conditions in the general insurance and protection sector. We imposed a cancellation.

800. Business interruption insurance during the coronavirus pandemic - High Court test case

     Statements Published: 15/05/2020 Last modified: 10/06/2020
     Statement on how we are engaging with policyholders and insurance intermediaries on business interruption (BI) insurance.