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Showing 861 to 870 of 2644 search results for insurance broker.

861. PRIIPs Regulation

     Tasks for regulated firms Published: 03/12/2015 Last modified: 13/02/2023
     Regulations for packaged retail investment products (PRIIPs) began in January 2018. Learn more about the definitions of PRIIPs products and who this regulation affects.

862. MS18/1.1: General Insurance Pricing Practices Terms of reference [pdf]

     Market studies Published: 31/10/2018

863. Fees and levies: FSCS class 1 category 1 - General insurance distribution (CLGID-1) [pdf]

     Fees information Published: 27/01/2021 Last modified: 08/01/2024
     Data previously reported for class SB02 - general insurance intermediation

864. Final Notice 2015: Robin Choudhury [pdf]

     Final notices Published: 16/11/2015 Last modified: 16/11/2015
     This final notice refers to breaches of FIT related to lack of fitness/propriety in the general insurance and protection sector. We imposed a prohibition.

865. CCR007 consumer credit data: how to complete the return

     Published: 12/09/2016 Last modified: 02/04/2024
     Most consumer credit firms with limited permission are required to complete the CCR007 return. We provide guidance and information for firms on each question in the form.

866. FSA - FG12/13: Summary of feedback received [pdf]

     Finalised guidance Published: 14/05/2012 Last modified: 20/10/2014
     In October 2011, we published guidance for consultation on the practice of ‘payment for order flow’. This practice involves market makers making payments to brokers that introduce orders for execution.

867. FSA - Key Rules for Mortgage and Home Reversion Brokers [pdf]

     Archive Published: 04/12/2008 Last modified: 03/08/2016

868. Supplement for insurance special purpose vehicles ISPVs [doc]

     Forms Published: 01/04/2013 Last modified: 01/04/2013
     Application for Authorisation

869. Sigma Brokers / sigmabrokers.pro (Clone of FCA Authorised Firm)

     Warnings Published: 16/02/2024 Last modified: 10/04/2024
     Sigma Brokers / sigmabrokers.pro (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised

870. Final Notice 2023: Columbus Legal Limited [pdf]

     Final notices Published: 23/05/2023
     This Final Notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the General Insurance and investment adviser sector. We imposed a cancellation.