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Showing 881 to 890 of 2644 search results for insurance broker.

881. FSA Final Notice 2004: John Calland - trading as Calland Insurance and Mortgage Services [pdf]

     Final notices Published: 01/08/2004 Last modified: 14/06/2014
     FSA Final Notice 2004: John Calland - trading as Calland Insurance and Mortgage Services

882. Protocol [pdf]

     Corporate documents Published: 02/05/2014 Last modified: 03/08/2016
     For the conduct of the inquiry into the disclosure on 27/28 March 2014 of the FCA’s Business Plan 2014/15

883. Appropriate Examinations: Long Term Care Insurance Advice [pdf]

     Documents Published: 19/01/2009 Last modified: 03/08/2016
     Standards for Appropriate Examinations for those advising on investments which are long term care insurance contracts

884. Final notice 2016: Lester Evans [pdf]

     Final notices Published: 15/04/2016 Last modified: 15/04/2016
     This final notice refers to breaches of PRIN 11 and COND related to failing to be open and cooperative and threshold conditions in the general insurance and protection sector. We imposed a cancellation.

885. FCA Final Notice 2014: Douglas Carroll trading as City and Chartered Mortgage Services [pdf]

     Final notices Published: 28/08/2014 Last modified: 07/04/2015
     This final notice refers to breaches of TC and SUP 16 related to transaction reporting in the general insurance and protection sector. We imposed a withdrawal.

886. MoU between the FSA and the State of Michigan Office of Financial and Insurance Regulation [pdf]

     Memorandums of understanding Published: 11/06/2010 Last modified: 30/05/2013
     Memorandum of Understanding Concerning Cooperation, Coordination, Consultation and Exchange of Information Related to Persons or Entities Engaged in the Business of Insurance

887. The Economics of Intervention

     Documents Published: 10/03/2016 Last modified: 10/03/2016
     Early trials of the approach are already underway, for example, in its study on general insurance add-ons and the linked interventions.

888. Form A.R.5 [doc]

     Forms Published: 04/04/2013 Last modified: 04/04/2013
     Annual return for a specially authorised society, a benevolent

889. Final notice 2019: Paragon Insurance Services Ltd [pdf]

     Final notices Published: 29/10/2019
     This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Investment advisory sector, General Insurance and Protection sector and Consumer Credit.

890. Inclusion of Insurance Organisations within the scope of the OFSI and FSA Banking MoU [pdf]

     Memorandums of understanding Published: 09/04/2003 Last modified: 30/05/2013
     The purpose of this letter is to confirm our agreement that co-operation under the Memorandum of Understanding between the Bank of England and the Office of the Superintendant of Financial Institutions on June 17, 1997, will include sharing of