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Showing 921 to 930 of 2644 search results for insurance broker.

  1. Independent Governance Committees

    Tasks for regulated firms Published: 23/02/2016 Last modified: 09/02/2023
    Read about the FCA rules for workplace personal pension schemes and Independent Governance Committees (IGCs).

  2. Client assets: RMAR

    Tasks for regulated firms Published: 12/05/2016 Last modified: 13/05/2021
    Read more about completing returns in Gabriel for client assets: RMAR

  3. Reporting complaints

    Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
    The Dispute Resolution (DISP) rules require firms to send us reports on volumes of complaints. Find out how to submit one.

  4. FSA - FG13/2 [pdf]

    Finalised guidance Published: 24/01/2013 Last modified: 20/10/2014
    The FCA has taken over the OFT's responsibilities for consumer credit regulation from 1 April 2014. As a result, the OFT elements of this joint guidance (including Annex 2) are no longer in force. Annex 1 continues to apply, and references to 'FSA'

  5. Brexit and beyond

    Speeches Published: 21/03/2019 Last modified: 21/03/2019
    Speech delivered by Nausicaa Delfas, Executive Director of International at the FCA, at City and Financial, 4th UK Financial Services Brexit Summit.

  6. IAIS Multilateral Memorandum of Understanding on Cooperation and Information Exchange [pdf]

    Memorandums of understanding Published: 21/06/2012 Last modified: 30/05/2013
    The objective of this MMoU is to establish a formal basis for cooperation and information exchange between the Signatory Authorities regarding the supervision of Insurance Companies where cross-border aspects arise.

  7. MoU between the FSA and the United States Federal Deposit Insurance Corporation [pdf]

    Memorandums of understanding Published: 25/05/2008 Last modified: 30/05/2013
    Memorandum of Understanding concerning consultation, coorperation and the exchange of information related to the resolution of insured depository institutions with cross-border operations in the United States and the United Kingdom

  8. FSA Supervisory Notice 2004: Harvey Simon Medical Insurance Services - First Supervisory Notice [pdf]

    Supervisory notices Published: 01/11/2004 Last modified: 14/06/2014
    FSA Supervisory Notice 2004: Harvey Simon Medical Insurance Services - First Supervisory Notice

  9. AI: Moving from fear to trust

    Speeches Published: 09/11/2022 Last modified: 20/03/2024
    Speech by Jessica Rusu, FCA Chief Data, Information and Intelligence Officer, at the City and Financial Global summit: Regulation and risk management of Artificial Intelligence in financial services.

  10. Support during challenging times

    Blogs Published: 19/05/2023 Last modified: 23/05/2023
    As part of Mental Health Week 2023, Laura Dawes talks about her experience of living with anxiety.
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