Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 941 to 950 of 2644 search results for insurance broker.

  1. FSA Complaints data 2006 to 2008 [xls]

    Data Published: 19/04/2013 Last modified: 04/08/2016
    Aggregate complaints statistics: 2006 - 2008. Including opened, closed, upheld, speed of closure and redress.
  2. Redress paid

    Data Published: 19/10/2023 Last modified: 19/10/2023
    This page provides a breakdown of redress paid for complaints upheld and not upheld by product group.
  3. Innovation in financial services

    Speeches Published: 10/11/2015 Last modified: 10/11/2015
    Speech by Christopher Woolard, director of strategy and competition at the FCA, delivered at the FinanceAsia Annual Compliance Summit in Hong Kong on 10 November 2015. This is the text of the speech as drafted, which may differ from the delivered
  4. FSA Final Notice 2004: The Underwriter Insurance Company Limited [pdf]

    Final notices Published: 01/11/2004 Last modified: 14/06/2014
    FSA Final Notice 2004: The Underwriter Insurance Company Limited
  5. Third Party Verifier (TPV)

    Markets Markets policy Published: 19/03/2019 Last modified: 15/01/2024
    A Third Party Verifier (TPV) can be used by a sponsor, originator and securitisation vehicle to check whether a securitisation is compliant. Learn more about TPV and how to apply.
  6. Finalised Guidance: Business interruption insurance test case

    Finalised guidance Published: 17/06/2020 Last modified: 17/06/2020
    This finalised guidance sets out the FCA's expectations for insurers and insurance intermediaries when handling claims and complaints for business interruption policies during the test case brought by the FCA. 
  7. Waivers and modifications by consent

    Tasks for firms Published: 07/05/2015 Last modified: 03/05/2024
    We provide a number of waivers and modifications by consent for different firms. Learn more about each one and the types of firm that are eligible.
  8. Report a financial promotion

    Last modified: 20/03/2023
    Complete our form to report a financial promotion or advert that you think is misleading, unfair or unclear.
  9. Interactive Brokers / Polar Capital (Clone of FCA Authorised Firm)

    Warnings Published: 07/07/2023 Last modified: 07/07/2023
    Interactive Brokers / Polar Capital (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this
  10. TR19/2: General insurance distribution chain

    Thematic reviews Published: 10/04/2019 Last modified: 11/09/2023
    The FCA sets out the key findings from our thematic work on the general insurance distribution chain, its expectations of firms and next steps.